Daniel R. Williams

WILLIAMS ADVISORY SERVICES

Wellesley, MA 02482-5725

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CRD#: 2108263

Professional summary

Daniel Robert Williams, CFP®, ChFC®, CLU®, who also goes by Daniel R Williams, is a registered financial advisor currently at WILLIAMS ADVISORY SERVICES, LLC located in Wellesley, Massachusetts.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Daniel has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel R Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE SALES; AS AN AGENT; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. ADULT EDUCATION CLASSES; TEACHER; CONDUCTED AT VARIOUS LOCAL HIGH SCHOOLS; NON-INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

June 7, 2010 - Present

WILLIAMS ADVISORY SERVICES, LLC

Office #1: 900 Washington Street, Wellesley, MA 02482-5725

RIA

CRD#: 153782

Wellesley, MA

Past

October 6, 2009 - July 12, 2010

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 119890

ROCKAWAY, NJ

Past

October 5, 2009 - July 12, 2010

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

May 24, 2002 - June 30, 2009

HERITAGE FINANCIAL SERVICES

RIA

CRD#: 127268

WELLESLEY, MA

Past

October 18, 2001 - October 8, 2009

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

WELLESLEY, MA

Past

July 25, 2001 - October 8, 2009

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WELLESLEY, MA

Past

April 11, 2001 - July 30, 2001

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

August 11, 2000 - April 10, 2001

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

March 5, 1991 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

March 5, 1991 - September 14, 1998

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/7/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/29/2007

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/9/2005

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/1/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WILLIAMS ADVISORY SERVICES, LLC

CRD#: 153782 / SEC#:

Massachusetts

Registered Investment Advisory firm - (6/7/2010 Approved)

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Contact information

Main Address

900 Washington Street, Wellesley, MA 02482-5725

Mailing Address

Phone number

(508) 598-1247

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 50,423,308

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel R. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

APW CAPITAL, INC.

HERITAGE FINANCIAL SERVICES

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

NEW ENGLAND SECURITIES

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2001

Series 63

Date: 4/5/1991

Series 7

Date: 6/29/2007

Series 22

Date: 2/9/2005

Series 6

Date: 3/1/1991

Current Firm

WILLIAMS ADVISORY SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILLIAMS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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