Rachelle A. Rasmussen
Professional summary
Rachelle Anne Rasmussen, who also goes by Rachelle Anne Ladwig, Rachelle Rasmussen, is a registered financial professional currently at OAKWOOD CAPITAL SECURITIES, INC. located in St. Louis Park, Minnesota.
Rachelle is registered as a RR (Registered Representative) and started their career in finance in 1990. Rachelle has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rachelle Anne Rasmussen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2001 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426August 2, 1993 - November 14, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
January 4, 1993 - August 3, 1993
THE INVESTMENT CENTER, INC.
November 23, 1990 - December 31, 1992
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2021)
(1/5/2022)
(11/5/2007)
(10/1/2021)
(3/20/2006)
(1/19/2021)
(11/13/2001)
(7/21/2014)
(11/19/2019)
(3/15/2006)
(4/11/2018)
(4/17/2017)
(11/13/2001)
Exams
FINRA
Current Firm
OAKWOOD CAPITAL SECURITIES, INC.
CRD#: 21000 / SEC#: , 8-38631
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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