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MD

Marc M. Deutsch

J.H. DARBIE & CO.
ALEXANDRIA, VA 22314
Some features on this profile are disabled
CRD#: 2107569
MD

Professional summary


Marc Mitchell Deutsch is a registered financial professional currently at J.H. DARBIE & CO., INC. located in Alexandria, Virginia.

Marc is registered as a RR (Registered Representative) and started their career in finance in 1997. Marc has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Marc Mitchell Deutsch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 23, 2010 - Present

J.H. DARBIE & CO., INC.

Office #1: 2800 Eisenhower Ave Ste 220, Alexandria, VA 22314Office #2: 48 Wall St., Suite 1206, New York, NY 10005
RIA
BD
CRD#: 43520
ALEXANDRIA, VA
Past

March 3, 2009 - July 15, 2010

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
HOBOKEN, NJ
Past

December 8, 2000 - April 3, 2009

WESTMINSTER SECURITIES CORPORATION

BD
CRD#: 6105
NEW YORK, NY
Past

October 20, 1999 - December 8, 2000

HOBBS MELVILLE SECURITIES CORP.

BD
CRD#: 40133
NEW YORK, NY
Past

September 17, 1997 - September 23, 1999

STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED

BD
CRD#: 5133
GARDEN CITY, NY
Past

August 14, 1997 - September 15, 1997

BRIARWOOD INVESTMENT COUNSEL

BD
CRD#: 6368
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/18/2017)
RR
California
(7/23/2010)
RR
Colorado
(1/3/2017)
RR
Connecticut
(8/10/2022)
RR
Florida
(7/23/2010)
RR
Illinois
(6/20/2014)
RR
Maryland
(2/22/2017)
RR
Minnesota
(1/19/2016)
RR
Nevada
(1/3/2017)
RR
New Hampshire
(11/8/2010)
RR
New Jersey
(7/23/2010)
RR
New York
(7/23/2010)
RR
North Carolina
(8/26/2015)
RR
Ohio
(5/22/2024)
RR
Pennsylvania
(4/10/2025)
RR
Texas
(7/23/2010)

Exams


State Security Law Exam
RR
Series 63
Date: 8/28/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/12/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


JD
J.H. DARBIE & CO., INC.
J.H. DARBIE & CO., INC. | J.H. DARBIE ADVISORY

CRD#: 43520 / SEC#: , 8-50335

Arizona
Registered Investment Advisory firm - SEC (7/3/2024 Approved)
New Jersey
Registered Investment Advisory firm - SEC (1/7/2008 Approved)
New York
Registered Investment Advisory firm - SEC (1/7/2008 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
48 Wall St., Suite 1206. Suite 1206, New York, NY 10005
Mailing Address
48 Wall St., Suite 1206. C/o Robert Rabinowitz, New York, NY 10005
Phone number
(212) 269-7271
Established
New York since 06/03/1997
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
5

FINRA licenses (46 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
RABINOWITZ, ROBERT YPRES, GSP2821450
ANDERSON, ERIK JASONCHIEF COMPLIANCE OFFICER2686661
MATSIS, MICHAEL AAMLCO1455158
NAVEED, HASNAINFINOP, POO, PFO7004810
0

Disclosures


Regulatory Event10
Civil Event1
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


J.H. DARBIE & CO., INC.

CRD#: 43520Alexandria, VA 22314

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