JC
Jesse D. Cotter
BLACKSTONE SECURITIES PARTNERS L.P.
Houston, TX 77056
Some features on this profile are disabled
CRD#: 2107402
JC
Professional summary
Jesse Dean Cotter, CIMA® is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in Houston, Texas.
Jesse is registered as a RR (Registered Representative) and started their career in finance in 1990. Jesse has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jesse Dean Cotter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 3, 2016 - Present
BLACKSTONE SECURITIES PARTNERS L.P.
Office #1: 1980 Post Oak Blvd, Houston, TX 77056BD
CRD#: 17917
Houston, TX
Past
October 21, 2010 - October 10, 2016
CLEARBRIDGE INVESTMENTS, LLC
RIA
CRD#: 137028
NEW YORK, NY
Past
October 21, 2010 - October 10, 2016
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
SAN MATEO, CA
Past
July 30, 2009 - October 20, 2010
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
BOSTON, MA
Past
January 2, 2009 - October 20, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
MINNEAPOLIS, MN
Past
January 1, 2007 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
BD
CRD#: 139135
MINNEAPOLIS, MN
Past
November 8, 2006 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
October 27, 2006 - January 26, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MINNEAPOLIS, MN
Past
April 1, 2002 - November 4, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
WHEATON, IL
Past
November 23, 1990 - November 4, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 23, 1990 - November 4, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/26/2025)
RR
Alaska(2/26/2025)
RR
Arizona(2/26/2025)
RR
Arkansas(11/3/2016)
RR
California(2/26/2025)
RR
Colorado(2/26/2025)
RR
Connecticut(2/26/2025)
RR
Delaware(2/26/2025)
RR
District of Columbia(2/26/2025)
RR
Florida(2/26/2025)
RR
Georgia(2/26/2025)
RR
Hawaii(2/26/2025)
RR
Idaho(2/26/2025)
RR
Illinois(2/26/2025)
RR
Indiana(2/26/2025)
RR
Iowa(2/26/2025)
RR
Kansas(2/26/2025)
RR
Kentucky(2/26/2025)
RR
Louisiana(11/3/2016)
RR
Maine(2/26/2025)
RR
Maryland(2/26/2025)
RR
Massachusetts(2/26/2025)
RR
Michigan(2/26/2025)
RR
Minnesota(2/26/2025)
RR
Mississippi(11/3/2016)
RR
Missouri(2/26/2025)
RR
Montana(2/26/2025)
RR
Nebraska(2/26/2025)
RR
Nevada(2/26/2025)
RR
New Hampshire(2/26/2025)
RR
New Jersey(2/26/2025)
RR
New Mexico(2/26/2025)
RR
New York(11/3/2016)
RR
North Carolina(2/26/2025)
RR
North Dakota(2/26/2025)
RR
Ohio(2/27/2025)
RR
Oklahoma(11/3/2016)
RR
Oregon(2/26/2025)
RR
Pennsylvania(2/26/2025)
RR
Puerto Rico(2/26/2025)
RR
Rhode Island(2/26/2025)
RR
South Carolina(2/26/2025)
RR
South Dakota(2/26/2025)
RR
Tennessee(2/26/2025)
RR
Texas(11/3/2016)
RR
Utah(2/26/2025)
RR
Vermont(2/26/2025)
RR
Virgin Islands(2/26/2025)
RR
Virginia(2/26/2025)
RR
Washington(2/26/2025)
RR
West Virginia(2/26/2025)
RR
Wisconsin(2/26/2025)
RR
Wyoming(2/26/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BLACKSTONE SECURITIES PARTNERS L.P.
BLACKSTONE ADVISORY PARTNERS L.P. | THE BLACKSTONE GROUP L.P. | THE BLACKSTONE GROUP | BLACKSTONE SECURITIES PARTNERS L.P. | BLACKSTONE CAPITAL MARKETS | BLACKSTONE ADVISORY SERVICES L.P.
CRD#: 17917 / SEC#: , 8-35941
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
345 Park Avenue, New York, NY 10154-0191
Mailing Address
601 Lexington Avenue 28th Floor, New York, NY 10022
Phone number
(212) 583-5000
Established
Delaware since 09/27/1988
Firm type
Partnership
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
