AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JC

Jesse Dean Cotter

CIMA®
BLACKSTONE SECURITIES PARTNERS L.P.
Houston, TX
·CRD# 2107402·36 years experience

Professional Summary

Jesse Dean Cotter, CIMA® is a registered financial advisor currently at BLACKSTONE SECURITIES PARTNERS L.P. located in Houston, Texas. Jesse is registered as a RR (Registered Representative) and started their career in finance in 1990. Jesse has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
View profile
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Credentials

CIMA®
Certified Investment Management Analyst

Years of Experience

36 years in the financial services industry

Current & Past Employments

BLACKSTONE SECURITIES PARTNERS L.P.·CRD# 17917
BD
1111 Bagby Street, Houston, TX 77002
November 3, 2016 - Present
CLEARBRIDGE INVESTMENTS, LLC·CRD# 137028
RIA
New York, NY
October 21, 2010 - October 10, 2016
FRANKLIN DISTRIBUTORS, LLC·CRD# 109064
BD
San Mateo, CA
October 21, 2010 - October 10, 2016
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC·CRD# 108257
RIA
Boston, MA
July 30, 2009 - October 20, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.·CRD# 840
BD
Minneapolis, MN
January 2, 2009 - October 20, 2010
RIVERSOURCE DISTRIBUTORS, INC.·CRD# 139135
BD
Minneapolis, MN
January 1, 2007 - January 2, 2009
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
November 8, 2006 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Minneapolis, MN
October 27, 2006 - January 26, 2007
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Wheaton, IL
April 1, 2002 - November 4, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
November 23, 1990 - November 4, 2004
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
November 23, 1990 - November 4, 2004

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Current Firm

BS
BLACKSTONE SECURITIES PARTNERS L.P.

BLACKSTONE ADVISORY PARTNERS L.P. | THE BLACKSTONE GROUP L.P. | THE BLACKSTONE GROUP | BLACKSTONE SECURITIES PARTNERS L.P. | BLACKSTONE CAPITAL MARKETS | BLACKSTONE ADVISORY SERVICES L.P.

CRD#: 17917 / SEC#: 8-35941
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

345 Park Avenue, New York, NY 10154-0191

Mailing Address

601 Lexington Avenue 28th Floor, New York, NY 10022

Phone Number

(212) 583-5000

Established

Delaware since 09/27/1988

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BLACKSTONE GROUP HOLDINGS L.P.LIMITED PARTNER—
BALLAS, ZACHARYDESIGNATED PRINCIPAL6563232
BLACKSTONE ADVISORY SERVICES L.L.C.GENERAL PARTNER—
DEROSE, ANTHONYCHIEF COMPLIANCE OFFICER5553578
PAYNE, DAVID BRYANCHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP4984877
SCHWARZMAN, STEPHEN ALLENCHAIRMAN & CEO861435

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/26/2025)
RR
Alaska
(2/26/2025)
RR
Arizona
(2/26/2025)
RR
Arkansas
(11/3/2016)
RR
California
(2/26/2025)
RR
Colorado
(2/26/2025)
RR
Connecticut
(2/26/2025)
RR
Delaware
(2/26/2025)
RR
District of Columbia
(2/26/2025)
RR
Florida
(2/26/2025)
RR
Georgia
(2/26/2025)
RR
Hawaii
(2/26/2025)
RR
Idaho
(2/26/2025)
RR
Illinois
(2/26/2025)
RR
Indiana
(2/26/2025)
RR
Iowa
(2/26/2025)
RR
Kansas
(2/26/2025)
RR
Kentucky
(2/26/2025)
RR
Louisiana
(11/3/2016)
RR
Maine
(2/26/2025)
RR
Maryland
(2/26/2025)
RR
Massachusetts
(2/26/2025)
RR
Michigan
(2/26/2025)
RR
Minnesota
(2/26/2025)
RR
Mississippi
(11/3/2016)
RR
Missouri
(2/26/2025)
RR
Montana
(2/26/2025)
RR
Nebraska
(2/26/2025)
RR
Nevada
(2/26/2025)
RR
New Hampshire
(2/26/2025)
RR
New Jersey
(2/26/2025)
RR
New Mexico
(2/26/2025)
RR
New York
(11/3/2016)
RR
North Carolina
(2/26/2025)
RR
North Dakota
(2/26/2025)
RR
Ohio
(2/27/2025)
RR
Oklahoma
(11/3/2016)
RR
Oregon
(2/26/2025)
RR
Pennsylvania
(2/26/2025)
RR
Puerto Rico
(2/26/2025)
RR
Rhode Island
(2/26/2025)
RR
South Carolina
(2/26/2025)
RR
South Dakota
(2/26/2025)
RR
Tennessee
(2/26/2025)
RR
Texas
(11/3/2016)
RR
Utah
(2/26/2025)
RR
Vermont
(2/26/2025)
RR
Virgin Islands
(2/26/2025)
RR
Virginia
(2/26/2025)
RR
Washington
(2/26/2025)
RR
West Virginia
(2/26/2025)
RR
Wisconsin
(2/26/2025)
RR
Wyoming
(2/26/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2009About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1990About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Apr 2017About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Nov 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Jesse Dean Cotter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#
JC
Follow Jesse
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required