Jeffrey H. Glasse

OBERON SECURITIES

New York, NY 10022

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CRD#: 2107323

Professional summary

Jeffrey Howell Glasse is a registered financial professional currently at OBERON SECURITIES, LLC located in New York, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1990. Jeffrey has worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Howell Glasse's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2021 - Present

OBERON SECURITIES, LLC

Office #1: 445 Park Avenue, Suite 4b,, New York, NY 10022

CRD#: 132598

New York, NY

Past

September 6, 2011 - September 27, 2019

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

August 18, 2010 - August 29, 2011

SSC NY CORP.

CRD#: 29804

NEW YORK, NY

Past

November 4, 2008 - August 19, 2010

AURIA SERVICES CORP.

CRD#: 27851

NEW YORK, NY

Past

February 23, 2001 - May 15, 2002

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

December 17, 1990 - January 6, 2000

TD SECURITIES (USA) LLC

CRD#: 18476

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/1/2021)

Exams

State Security Law Exam

Series 63

Date: 11/13/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 8/9/2018

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 11/3/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/10/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OBERON SECURITIES, LLC

CRD#: 132598 / SEC#: , 8-66607

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

445 Park Avenue, Suite 4b, New York, NY 10022

Mailing Address

445 Park Avenue, Suite 4b, New York, NY 10022

Phone number

(212) 386-7080

Established

New York since 04/11/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OBERON MANAGEMENT, LLC	MEMBER
BRESLAWSKY, ADAM SCOTT	MANAGER	2522542
EPSTEIN, ELAD	FINOP, MANAGER, ACO	2731183
SCHMIDT, NICOLE ALEXANDRA	CCO, MANAGER	2686117

Red Flags

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Jeffrey H. Glasse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Howell Glasse's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS CAPITAL CORP.

SSC NY CORP.

AURIA SERVICES CORP.

BARCLAYS CAPITAL INC.

TD SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/2008

SIE

Date: 10/1/2018

Series 79

Date: 8/9/2018

Series 7

Date: 11/3/2008

Series 24

Date: 6/10/2009

FINRA

Current Firm

OBERON SECURITIES, LLC

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OBERON SECURITIES, LLC

TRUST BUT VERIFY

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