Lawrence R. Kinney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Richard Kinney, who also goes by Dick Kinney, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1991. Lawrence had worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2018 - January 22, 2020
PORTSIDE INVESTMENT ADVISORS, LLC
February 26, 2007 - November 26, 2019
LEGACY WEALTH MANAGEMENT, LLC
January 29, 2007 - February 22, 2007
LPL FINANCIAL LLC
October 28, 2002 - February 22, 2007
LPL FINANCIAL LLC
March 20, 2000 - November 13, 2002
WELLS FARGO CLEARING SERVICES, LLC
March 20, 2000 - November 13, 2002
WELLS FARGO CLEARING SERVICES, LLC
January 1, 1991 - March 23, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTSIDE INVESTMENT ADVISORS, LLC
CRD#: 294494 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 181 |
| AUM (Assets Under Management) | $ 66,330,576 |
Red Flags
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