Mark Lamoriello

ADVUS FINANCIAL PARTNERS

WINTER PARK, FL 32789

Some features on this profile are disabled

CRD#: 2106993

Professional summary

Mark Lamoriello, AIF® is a registered financial advisor currently at ADVUS FINANCIAL PARTNERS, LLC located in Winter Park, Florida.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Mark has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mark Lamoriello owns an entity (Pooled Plan Services, LLC), which is the sole owner of SecureHorizons Retirement Plan, LLC, which is registered as a pooled plan provider with the DOL and sponsors a pooled employer plan (PEP). Mark Lamoriello does not receive any direct compensation from these entities, however, Advus does act as a service provider to the PEP. This business does not involve a substantial amount of Mark's time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Lamoriello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 14, 2021 - Present

ADVUS FINANCIAL PARTNERS, LLC

Office #1: 631 W. Morse Blvd. Suite 115, Winter Park, FL 32789

RIA

CRD#: 311990

WINTER PARK, FL

Past

July 26, 2005 - March 31, 2011

NCT FINANCIAL SERVICES, LLC

RIA

CRD#: 133541

LAKE MARY, FL

Past

January 5, 2004 - March 23, 2006

AMERICAN SECURITIES GROUP, INC.

CRD#: 43730

LAKE MARY, FL

Past

September 25, 2002 - June 6, 2005

O'SULLIVAN CREEL HICKS PATTON FINANCIAL ADVISORS, LLC

RIA

CRD#: 111874

LAKE MARY, FL

Past

October 30, 2000 - November 25, 2003

LOCKWOOD FINANCIAL SERVICES, INC.

RIA

CRD#: 40655

LAKE MARY, FL

Past

January 6, 1997 - November 25, 2003

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Past

January 1, 1996 - June 18, 2021

LAMCO ADVISORY SERVICES INC.

RIA

CRD#: 111727

LAKE MARY, FL

Past

October 15, 1991 - May 21, 1996

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

July 31, 1991 - October 23, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 31, 1991 - October 23, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVUS FINANCIAL PARTNERS, LLC

ADVUS FINANCIAL PARTNERS, LLC | WATCH HILL PARTNERS, LLC | FISCAL FITNESS

CRD#: 311990 / SEC#: 801-120458

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/4/2021)

IAR

Texas
(4/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/22/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/30/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/31/1996

General Securities Principal Examination

Current Firm

ADVUS FINANCIAL PARTNERS, LLC

ADVUS FINANCIAL PARTNERS, LLC | WATCH HILL PARTNERS, LLC | FISCAL FITNESS

CRD#: 311990 / SEC#: 801-120458

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

631 W. Morse Blvd. Suite 115, Winter Park, FL 32789

Mailing Address

Phone number

(407) 585-1160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVUS BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,276
AUM (Assets Under Management)	$ 3,066,675,906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

John Bullitt

VALIDUS CAPITAL LLC

IAR

El Segundo, CA

Dana Napier

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

IAR

PARIS, TX

Marc Vincent

REDSTONE ADVISORS INC

IAR

WICHITA, KS

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark Lamoriello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Lamoriello's CRS (Customer Relationship Summary).

Certified licenses

Experience

NCT FINANCIAL SERVICES, LLC

AMERICAN SECURITIES GROUP, INC.

O'SULLIVAN CREEL HICKS PATTON FINANCIAL ADVISORS, LLC

LOCKWOOD FINANCIAL SERVICES, INC.

LOCKWOOD FINANCIAL SERVICES, INC.

LAMCO ADVISORY SERVICES INC.

HORNOR, TOWNSEND & KENT, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ADVUS FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/1993

Series 63

Date: 10/22/1990

Series 7

Date: 7/30/1991

Series 24

Date: 5/31/1996

Current Firm

ADVUS FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVUS FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors