Antonio Betancourt

ETHOS FINANCIAL GROUP

King Of Prussia, PA 19406

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CRD#: 2106624

Professional summary

Antonio Betancourt, CFP®, who also goes by Tony Betancourt, is a registered financial advisor currently at ETHOS FINANCIAL GROUP, LLC located in King Of Prussia, Pennsylvania.

Antonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Antonio has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Tax Planning

Inheritance

Retirement Income Management

Small Business Planning

Social Security Planning

Elder Care

Employee and Employer Plan Ben...

Education Planning

Divorce Planning

Life Transitions

Comprehensive Financial Planni...

Estate Planning

Insurance Planning

Debt Management

Long-term Care

Investment Planning

Retirement Planning

Budgeting

Are you a "fiduciary"?

Yes

Aliases

Tony Betancourt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Antonio Betancourt, Sole Proprietor; Clark, NJ; Investment Related; Insurance Agent; Fixed Insurance Sales; Started 05/2022; Approximately 20% of time will be spent in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Betancourt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

April 21, 2023 - Present

ETHOS FINANCIAL GROUP, LLC

Office #1: 2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406Office #2: 133 Westfield Ave, Clark, NJ 07066

RIA

CRD#: 321748

King Of Prussia, PA

Past

September 27, 2022 - April 5, 2023

ASCENDANT 360 LLC

RIA

CRD#: 322062

CLARK, NJ

Past

November 28, 2017 - June 23, 2022

OSAIC SERVICES, INC.

RIA

CRD#: 133763

CLARK, NJ

Past

November 28, 2017 - June 23, 2022

OSAIC SERVICES, INC.

CRD#: 133763

CLARK, NJ

Past

January 30, 2008 - November 29, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

CLARK, NJ

Past

June 20, 2007 - November 29, 2017

SII INVESTMENTS, INC.

CRD#: 2225

CLARK, NJ

Past

April 4, 2001 - June 22, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

CLARK, NJ

Past

October 1, 1999 - March 26, 2001

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

July 12, 1995 - October 1, 1999

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

March 5, 1994 - July 14, 1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

March 5, 1994 - July 14, 1994

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

November 8, 1990 - March 24, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

November 8, 1990 - March 24, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ETHOS FINANCIAL GROUP, LLC

CRD#: 321748 / SEC#: 801-125779

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/7/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ETHOS FINANCIAL GROUP, LLC

CRD#: 321748 / SEC#: 801-125779

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

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Contact information

Main Address

2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406

Mailing Address

Phone number

(484) 889-7270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ETHOS FINANCIAL GROUP BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts	3,935
AUM (Assets Under Management)	$ 1,576,974,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Antonio Betancourt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Betancourt's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASCENDANT 360 LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

LEGACY FINANCIAL SERVICES, INC.

IFMG SECURITIES, INC.

MARKETING ONE SECURITIES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ETHOS FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/23/1999

SIE

Date: 10/1/2018

Series 7

Date: 8/18/1999

Series 6

Date: 11/7/1990

Current Firm

ETHOS FINANCIAL GROUP, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ETHOS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Contact information

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