Cynthia A. Rainis
Professional summary
Cynthia Anne Rainis, who also goes by Cyndi Rainis, Cynthia A Rainis, Cynthia Anne Rainis, Cynthia Rainis, Cynthia A. Rainis-tirino Ms., is a registered financial professional currently at SG AMERICAS SECURITIES, LLC located in New York, New York.
Cynthia is registered as a RR (Registered Representative) and started their career in finance in 2015. Cynthia has worked at 5 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cynthia Anne Rainis's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2024 - Present
SG AMERICAS SECURITIES, LLC
Office #1: 245 Park Avenue, New York, NY 10167June 18, 2021 - September 9, 2022
TD PRIME SERVICES LLC
March 31, 2021 - June 29, 2021
VALLEY FINANCIAL MANAGEMENT, INC.
October 20, 2018 - May 9, 2019
J.P. MORGAN SECURITIES LLC
August 10, 2015 - May 18, 2018
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
SG AMERICAS SECURITIES, LLC
CRD#: 128351 / SEC#: , 8-66125
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG AMERICAS SECURITIES HOLDINGS, LLC | DIRECT OWNER | |
| CARTIER, SYLVAIN | CO - CHIEF EXECUTIVE OFFICER | 6390499 |
| GERLESITS, WILLIAM R | CHIEF COMPLIANCE OFFICER | 5457051 |
| O'KEEFE, THOMAS WILLIAM | PRINCIPAL FINANCIAL OFFICER | 3054453 |
| VAN HAUWERMEIREN, GUIDO MARIA | CO - CHIEF EXECUTIVE OFFICER | 5974025 |
| WALSH, MICHAEL PATRICK | PRINCIPAL OPERATIONS OFFICER | 1060871 |
| ZIELINSKI, GREGORY W | CHIEF OPERATING OFFICER | 2384242 |
Disclosures
| Regulatory Event | 114 |
| Criminal | 1 |
| Arbitration | 1 |
Red Flags
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