Giles D. Somerville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Giles Dean Somerville, who also goes by Giles Somerville, was a registered financial professional .
Giles is a previously registered financial professional and started their career in finance in 1992. Giles had worked at 6 firms and has passed the Series 63, Series 65, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2008 - March 8, 2021
BLUE SAND SECURITIES LLC
October 24, 2006 - July 23, 2007
SEABOARD SECURITIES, INC.
January 4, 1999 - September 30, 1999
FIRST UNION CAPITAL MARKETS CORP.
December 2, 1993 - January 4, 1999
MOORS & CABOT, INC.
November 2, 1992 - December 9, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 25, 1992 - September 2, 1992
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BLUE SAND SECURITIES LLC
CRD#: 142976 / SEC#: , 8-67514
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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