Christine T. Delaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Therese Delaney, who also goes by Christine T Delaney, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1993. Christine had worked at 6 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2019 - March 11, 2020
INTREPID INVESTMENT BANKERS LLC
August 16, 2006 - September 22, 2025
U.S. BANCORP ADVISORS, LLC
August 16, 2006 - September 22, 2025
U.S. BANCORP ADVISORS, LLC
July 26, 2005 - July 17, 2006
WAMU INVESTMENTS, INC.
April 21, 2005 - July 17, 2006
WAMU INVESTMENTS, INC.
August 8, 2000 - April 15, 2005
TRANSAMERICA FINANCIAL ADVISORS, INC.
May 1, 1998 - August 7, 2000
WAMU INVESTMENTS, INC.
May 21, 1996 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
February 5, 1993 - May 3, 1996
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
INTREPID INVESTMENT BANKERS LLC
CRD#: 154801 / SEC#: , 8-68674
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUFG AMERICAS HOLDINGS CORPORATION | DIRECT OWNER | |
| BAGDASARIAN, EDUARD | CEO | 1307175 |
| FREEDMAN, JAMES BARRY | MANAGING DIRECTOR, CHAIRMAN | 1616904 |
| MILKMAN, PAUL DAVID | CHIEF INFORMATION SECURITY OFFICER | 1564708 |
| MORIN, STACEY LYNN | CHIEF FINANCIAL OFFICER | 5649422 |
| ROSENBERG, W MICHAEL | SENIOR MANAGING DIRECTOR | 1617639 |
| SCANDURA, STEPHEN THOMAS | CHIEF COMPLIANCE OFFICER | 4539229 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
