Annamarie Sosnoski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Annamarie Sosnoski, who also goes by Annamarie Halfman, Annamarie Halfman - Sosnoski, was a registered financial professional .
Annamarie is a previously registered financial professional and started their career in finance in 1994. Annamarie had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2015 - September 28, 2016
GROVE POINT INVESTMENTS, LLC
March 24, 2006 - January 15, 2015
AST INVESTMENT SERVICES, INC.
June 17, 2003 - March 25, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
May 19, 1999 - January 15, 2015
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 25, 1998 - January 13, 1999
KEYPORT FINANCIAL SERVICES CORP.
September 8, 1994 - May 2, 1997
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
