Howard S. Chen
Professional summary
Howard Shauhau Chen, who also goes by Sahuhau Howard Chen, Shauhau Howard Chen, is a registered financial advisor currently at PARAH CAPITAL MANAGEMENT, LLC located in Fremont, California and GLOBALINK SECURITIES, INC. located in Pasadena, California.
Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Howard has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Howard Shauhau Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2008 - Present
PARAH CAPITAL MANAGEMENT, LLC
Office #1: 46921 Warm Springs Blvd 201b, Fremont, CA 94539October 16, 2009 - Present
GLOBALINK SECURITIES, INC.
Office #1: 3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107December 15, 1997 - July 14, 2008
CHARLES SCHWAB & CO., INC.
June 25, 1991 - July 14, 2008
CHARLES SCHWAB & CO., INC.
November 23, 1990 - January 30, 1991
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2008)
(10/16/2009)
Exams
Series 8
Date: 11/28/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
PARAH CAPITAL MANAGEMENT, LLC
CRD#: 148353 / SEC#: 801-69589
Contact information
Regulatory assets under management
| Total Number of Accounts | 94 |
| AUM (Assets Under Management) | $ 55,000,000 |
Red Flags
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