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Francis P. Cunningham

INTERNATIONAL ASSETS ADVISORY
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 2105075
FC

Professional summary

Francis Patrick Cunningham, who also goes by Fran Cunningham, Francis Cunningham, is a registered financial professional currently at INTERNATIONAL ASSETS ADVISORY, LLC located in Orlando, Florida.

Francis is registered as a RR (Registered Representative) and started their career in finance in 1999. Francis has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Fran Cunningham | Francis Cunningham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Francis Patrick Cunningham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 30, 2026 - Present

INTERNATIONAL ASSETS ADVISORY, LLC

Office #1: 111 North Orange Avenue Suite 1000, Orlando, FL 32801
RIA
BD
CRD#: 10645
Orlando, FL
Past

November 14, 2025 - January 15, 2026

B. RILEY WEALTH ADVISORS, INC.

RIA
CRD#: 115927
Memphis, TN
Past

November 14, 2025 - January 15, 2026

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
Memphis, TN
Past

April 9, 2025 - December 5, 2025

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
MEMPHIS, TN
Past

April 4, 2025 - December 5, 2025

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
MEMPHIS, TN
Past

August 26, 2022 - April 7, 2025

B. RILEY WEALTH ADVISORS, INC.

RIA
CRD#: 115927
Memphis, TN
Past

July 1, 2009 - December 31, 2022

B. RILEY WEALTH MANAGEMENT

RIA
CRD#: 2543
Memphis, TN
Past

June 26, 2009 - April 4, 2025

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
Memphis, TN
Past

March 11, 2004 - July 1, 2009

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
MEMPHIS, TN
Past

April 25, 2000 - July 1, 2009

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

March 24, 1999 - April 25, 2000

FIRST HORIZON ADVISORS, INC.

BD
CRD#: 17117
MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INTERNATIONAL ASSETS ADVISORY, LLC
INTERNATIONAL ASSETS ADVISORY CORPORATION | JANSEN WEALTH MANAGEMENT, LLC | INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645 / SEC#: 801-119029, 8-27736

RIA
Registered Investment Advisory firm - SEC (7/21/2020 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/22/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/22/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 1/14/1991
Municipal Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IA
INTERNATIONAL ASSETS ADVISORY, LLC
INTERNATIONAL ASSETS ADVISORY CORPORATION | JANSEN WEALTH MANAGEMENT, LLC | INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645 / SEC#: 801-119029, 8-27736

RIA
Registered Investment Advisory firm - SEC (7/21/2020 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
111 North Orange Avenue Suite 1000, Orlando, FL 32801
Mailing Address
111 North Orange Avenue Suite 1000, Orlando, FL 32801
Phone number
(407) 254-1500
Established
Florida since 07/26/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
3

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

IAA FORM ADV PART 2A 1.30.2025 (1/31/2025)

Direct owners and executive officers

NamePositionCRD#
PECUNIA MANAGEMENT, LLCOWNER
COFRANCESCO, EDWARD RICHARDCEO2305035
HARRIS, KEVIN ANDREFINOP7061906
LAMPMAN, MATTHEW EDWARDPRESIDENT/CHIEF OPERATING OFFICER6132493
MOORE, ANN KATHERINECHIEF BUSINESS DEVELOPMENT OFFICER5535928
NICHOLSON, MYRA PEARLECHIEF LEGAL OFFICER, CHIEF RISK OFFICER2740029
WEINBERGER, DAVID SREGISTERED OPTIONS PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF REGULATORY OFFICER2676116
WEISS, RICHARD JAYCHIEF COMPLIANCE OFFICER, CHIEF AML CCO2523174

Disclosures

Regulatory Event8
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645Orlando, FL 32801

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