Peter M. Karmin

FORT SHERIDAN ADVISORS LLC

Highland Park, IL 60035

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CRD#: 2105053

Professional summary

Peter Martin Karmin, who also goes by Peter Karmin, is a registered financial advisor currently at FORT SHERIDAN ADVISORS LLC located in Highland Park, Illinois and AURORA SECURITIES located in Troy, Michigan.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Peter has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Karmin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fort Sheridan Advisors LLC; Investment-Related; Registered Investment Advisor (RIA); Managing Member 2) Karmin Capital Management; Investment-Related; DBA for Securities Business 3) 17 Red Maple Court LLC; Investment-Related; Real Estate Rental 4) Rhodes College; Private College; Member of Board of Trustees; Since 01/2025; Not investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Martin Karmin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2016 - Present

FORT SHERIDAN ADVISORS LLC

Office #1: 600 Central Avenue Suite 365, Highland Park, IL 60035

RIA

CRD#: 151139

Highland Park, IL

Current

August 21, 2025 - Present

AURORA SECURITIES

Office #1: 2565 West Maple, Troy, MI 48084

CRD#: 46147

Troy, MI

Past

January 5, 2015 - March 14, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Highland Park, IL

Past

July 21, 2014 - March 14, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Highland Park, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT SHERIDAN ADVISORS LLC

FORT SHERIDAN ADVISORS LLC | HPOP LLC | HPO PARTNERS

CRD#: 151139 / SEC#: 801-70517

RIA

Registered Investment Advisory firm - (9/9/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(8/21/2025)

California
(8/21/2025)

Colorado
(8/21/2025)

Connecticut
(8/21/2025)

Delaware
(8/21/2025)

Florida
(8/21/2025)

Georgia
(8/21/2025)

IAR

Illinois
(12/9/2016)

Illinois
(8/21/2025)

Maryland
(8/21/2025)

Nevada
(8/21/2025)

New Jersey
(8/21/2025)

New York
(8/21/2025)

North Carolina
(8/21/2025)

Ohio
(8/28/2025)

Pennsylvania
(8/21/2025)

South Dakota
(8/21/2025)

IAR

Texas
(1/4/2024)

Texas
(8/21/2025)

Virginia
(8/21/2025)

Wisconsin
(8/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/2014

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/13/2012

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

FORT SHERIDAN ADVISORS LLC

FORT SHERIDAN ADVISORS LLC | HPOP LLC | HPO PARTNERS

CRD#: 151139 / SEC#: 801-70517

RIA

Registered Investment Advisory firm - (9/9/2009 Approved)

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Contact information

Main Address

600 Central Avenue Suite 365, Highland Park, IL 60035

Mailing Address

Phone number

(847) 559-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORT SHERIDAN ADVISORS LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	931
AUM (Assets Under Management)	$ 908,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter M. Karmin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Martin Karmin's CRS (Customer Relationship Summary).

Certified licenses

Experience

AURORA SECURITIES

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

Primary Firm SEC Registration

FORT SHERIDAN ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2014

SIE

Date: 10/1/2018

Series 7

Date: 7/20/2014

Series 3

Date: 9/13/2012

FINRA

Current Firm

FORT SHERIDAN ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORT SHERIDAN ADVISORS LLC

TRUST BUT VERIFY

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