Paul S. Hauf
Professional summary
Paul Scott Hauf is a registered financial professional currently at FALCON SQUARE CAPITAL, LLC located in Raleigh, North Carolina.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1991. Paul has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Scott Hauf's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2017 - Present
FALCON SQUARE CAPITAL, LLC
Office #1: 3701 Lake Boone Trail Suite 100, Raleigh, NC 27607July 3, 2014 - January 3, 2017
ACADEMY SECURITIES, INC.
December 8, 2009 - July 15, 2014
CAROLINA CAPITAL MARKETS, INC.
October 21, 1998 - March 26, 2002
FEDERATED SECURITIES CORP.
July 9, 1995 - September 23, 1998
BTS SECURITIES CORPORATION
July 15, 1991 - December 5, 1994
HIGHLANDER CAPITAL GROUP, INC.
January 1, 1991 - July 12, 1991
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2017)
(1/5/2017)
(7/29/2020)
Exams
FINRA
Current Firm
FALCON SQUARE CAPITAL, LLC
CRD#: 165225 / SEC#: , 8-69147
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
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Company Information
FALCON SQUARE CAPITAL, LLC
CRD#: 165225Raleigh, NC 27607TRUST BUT VERIFY
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