Bruce D. Weinstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce David Weinstein was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1991. Bruce had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2011 - December 31, 2017
GOLDENEYE INVESTMENT STRATEGIES, LLC
January 28, 1993 - January 10, 2001
AMERIPRISE ADVISOR SERVICES, INC.
April 10, 1991 - January 23, 1993
CHEVY CHASE FINANCIAL SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/15/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GOLDENEYE INVESTMENT STRATEGIES, LLC
CRD#: 156334 / SEC#:
Contact information
Red Flags
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