Luann Driscoll

RESEARCH & PORTFOLIO MANAGEMENT

Crescent Springs, KY 41017-1302

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CRD#: 2104222

Professional summary

Luann Driscoll, who also goes by Luann Salvatore Miss, is a registered financial advisor currently at RESEARCH & PORTFOLIO MANAGEMENT located in Crescent Springs, Kentucky.

Luann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Luann has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luann Salvatore Miss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luann Driscoll's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2011 - Present

RESEARCH & PORTFOLIO MANAGEMENT

Office #1: 634 Buttermilk Pike, Crescent Springs, KY 41017-1302

RIA

CRD#: 157609

Crescent Springs, KY

Past

November 18, 2013 - September 4, 2019

AMERICAN EQUITY INVESTMENT CORPORATION

CRD#: 40199

NEW ALBANY, IN

Past

April 17, 2009 - November 25, 2011

CANTELLA & CO., INC.

RIA

CRD#: 13905

CRESCENT SPRINGS, KY

Past

April 17, 2009 - November 25, 2011

CANTELLA & CO., INC.

CRD#: 13905

CRESCENT SPRINGS, KY

Past

January 2, 2009 - April 22, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

June 11, 2002 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

CRESCENT SPRINGS, KY

Past

October 3, 1997 - April 22, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CRESCENT SPRINGS, KY

Past

July 29, 1997 - October 14, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RESEARCH & PORTFOLIO MANAGEMENT

MCW FINANCIAL, INC. | RESEARCH & PORTFOLIO MANAGEMENT

CRD#: 157609 / SEC#: 801-121337

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

California

Registered Investment Advisory firm - (3/18/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (5/28/2021 Terminated)

Ohio

Registered Investment Advisory firm - (12/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(11/25/2011)

IAR

Ohio
(11/21/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/1997

General Securities Representative Examination

Current Firm

RESEARCH & PORTFOLIO MANAGEMENT

MCW FINANCIAL, INC. | RESEARCH & PORTFOLIO MANAGEMENT

CRD#: 157609 / SEC#: 801-121337

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

California

Registered Investment Advisory firm - (3/18/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (5/28/2021 Terminated)

Ohio

Registered Investment Advisory firm - (12/20/2021 Terminated)

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Contact information

Main Address

634 Buttermilk Pike, Crescent Springs, KY 41017-1302

Mailing Address

Phone number

(859) 578-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCW FINANCIAL, INC. DBA RESEARCH & PORTFOLIO MANAGEMENT ADV BROCHURE AND SUPPLEMENT (3/27/2025)

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 134,654,219

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luann Driscoll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luann Driscoll's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN EQUITY INVESTMENT CORPORATION

CANTELLA & CO., INC.

CANTELLA & CO., INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

RESEARCH & PORTFOLIO MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2013

Series 63

Date: 9/19/1997

SIE

Date: 10/1/2018

Series 7

Date: 7/28/1997

Current Firm

RESEARCH & PORTFOLIO MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RESEARCH & PORTFOLIO MANAGEMENT

TRUST BUT VERIFY

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