Michael J. Gilliam

AMERITAS ADVISORY SERVICES

CHESTERFIELD, MO 63005

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CRD#: 2104217

Professional summary

Michael James Gilliam, who also goes by Mike Gilliam, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Chesterfield, Missouri and AMERITAS INVESTMENT COMPANY, LLC located in Chesterfield, Missouri.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Gilliam

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * DEALER BENEFIT SERVICE INC; SAME AS BRANCH; INV REL; INSURANCE AGENCY; PRESIDENT; START DATE=01/1996; HRS/MO=160; TRADING HRS/MO=160; INSURANCE PRODUCTS, INCLUDING LIFE, DI, ANNUITIES, HEALTH, DENTAL, VISION AND VOLUNTARY INSURANCE, AS WELL AS GROUP ANNUITY SALES AND TRAIL COMPENSATION * GILLIAM PROPERTIES INC; SAME AS RESIDENCE; NON-INV REL; REAL ESTATE INVESTMENTS & SALES; CO OWNER; START DATE=01/2003; HRS/MO=1; TRADING HRS/MO=0; ASSIST WIFE WITH MANUAL LABOR AND BANKING (RECEIVABLES, PAYABLE) ITEMS * CARILLON GROUP; SAME AS BRANCH; INV REL; AGENCY FOR AMERITAS; REP; START DATE=01/1995; HRS/MO=160; TRADING HRS/MO=160; AGENT SELLING ANNUITIES, ACCIDENT, DENTAL, HEALTH, DI AND LIFE INSURANCE * GILLIAM FARM, LLC; 4109 ALT RD, WILDWOOD, MO 63025; NON-INV REL; LLC FORMED FOR REAL ESTATE; OWNER; START DATE=10/2021; HRS/MO=0; TRADING HRS/MO=0; OWNER OF FARM PROPERTY PURCHASED IN 2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Gilliam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 641 Cepi Drive, Chesterfield, MO 63005

RIA

CRD#: 317245

CHESTERFIELD, MO

Current

June 30, 2006 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 641 Cepi Drive, Chesterfield, MO 63005

CRD#: 14869

Chesterfield, MO

Past

January 2, 2018 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

LINCOLN, NE

Past

December 24, 1997 - June 30, 2006

CARILLON INVESTMENTS, INC.

CRD#: 14646

CHESTERFIELD, MO

Past

October 30, 1991 - October 7, 1996

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 30, 1991 - October 7, 1996

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

May 20, 1991 - July 11, 1991

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(7/21/2021)

California
(6/30/2006)

Florida
(1/9/2013)

Georgia
(7/1/2019)

Illinois
(6/30/2006)

Missouri
(6/30/2006)

IAR

Missouri
(11/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/16/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Gilliam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Gilliam's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

CARILLON INVESTMENTS, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2017

Series 63

Date: 1/28/1992

SIE

Date: 10/1/2018

Series 6

Date: 5/16/1991

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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