Gianmarco R. Formichella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gianmarco Romano Formichella, who also goes by Gman Formichella, was a registered financial professional .
Gianmarco is a previously registered financial professional and started their career in finance in 1990. Gianmarco had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2012 - July 24, 2023
DNB MARKETS, INC.
August 10, 2007 - August 3, 2011
CANACCORD GENUITY SECURITIES LLC
November 15, 2006 - August 10, 2007
COLLINS STEWART INC.
February 17, 2005 - December 5, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
March 11, 2003 - May 13, 2004
UPHOLD SECURITIES INC.
April 5, 2002 - May 9, 2002
FIRST NEW YORK SECURITIES L.L.C.
August 8, 1997 - December 31, 2001
CREDIT SUISSE SECURITIES (USA) LLC
November 30, 1990 - July 28, 1997
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
DNB MARKETS, INC.
CRD#: 127605 / SEC#: , 8-66024
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DNB BANK ASA | SHAREHOLDER | |
| ANDERSEN, VIDAR | DIRECTOR | 7772839 |
| BAKKE, HEGE SIMPSON | DIRECTOR | 7772894 |
| BEHNCKE, PETER ANDREAS | DIRECTOR | 6258377 |
| BORY, MELISSA NMN | CHIEF COMPLIANCE OFFICER | 5047640 |
| BREIVIK, THOMAS OLAV OPDAHL | DIRECTOR | 7207266 |
| FELKOWSKI, BRIAN | TREASURER | 5659117 |
| JADICK, THEODORE SPENCER JR | PRESIDENT | 5847469 |
| KIRSCHENBLATT, CHAD | FINOP | 2503352 |
| MARKOWITZ, MICHAEL ERIC | SECRETARY | 7159750 |
| OPSTAD, MORTEN ALEXANDER | DIRECTOR | 6191217 |
Red Flags
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