Nicholas D. Tannura

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CRD#: 2103134

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas Donald Tannura was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 1990. Nicholas had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 79, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 5, 2017 - October 29, 2025

GSI CAPITAL ADVISORS LLC

RIA

CRD#: 135143

Maimi Beach, FL

Past

February 28, 2017 - December 23, 2019

GREEN STREET TRADING, LLC

CRD#: 28937

NEWPORT BEACH, CA

Past

January 10, 2001 - May 10, 2002

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

July 1, 1998 - December 9, 1998

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

April 23, 1997 - July 1, 1998

ING BARING (U.S.) SECURITIES, INC.

CRD#: 5285

NEW YORK, NY

Past

April 8, 1996 - February 4, 1997

EUROPEAN INVESTORS CORPORATE FINANCE, INC.

CRD#: 38794

NEW YORK, NY

Past

July 20, 1993 - April 22, 1994

SECURITY CAPITAL MARKETS GROUP INCORPORATED

CRD#: 29708

SANTA FE, NM

Past

November 2, 1990 - June 29, 1993

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GSI CAPITAL ADVISORS LLC

GREEN STREET INVESTORS, LLC | GSI CAPITAL ADVISORS LLC

CRD#: 135143 / SEC#: 801-66702

RIA

Registered Investment Advisory firm - (6/2/2006 Approved)

California

Registered Investment Advisory firm - (6/6/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/31/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/8/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 2/28/2017

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/31/1990

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/1/2018

General Securities Principal Examination

Current Firm

GSI CAPITAL ADVISORS LLC

GREEN STREET INVESTORS, LLC | GSI CAPITAL ADVISORS LLC

CRD#: 135143 / SEC#: 801-66702

RIA

Registered Investment Advisory firm - (6/2/2006 Approved)

California

Registered Investment Advisory firm - (6/6/2006 Terminated)

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Contact information

Main Address

23 Corporate Plaza Suite 150, Newport Beach, CA 92660

Mailing Address

Phone number

(833) 734-8474

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 192,399,431

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicholas D. Tannura

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GREEN STREET TRADING, LLC

ING INVESTMENT MANAGEMENT SERVICES LLC

ABN AMRO SECURITIES LLC

ING BARING (U.S.) SECURITIES, INC.

EUROPEAN INVESTORS CORPORATE FINANCE, INC.

SECURITY CAPITAL MARKETS GROUP INCORPORATED

SEI INVESTMENTS DISTRIBUTION CO.

Primary Firm SEC Registration

GSI CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2017

Series 63

Date: 10/31/1990

SIE

Date: 10/1/2018

Series 79

Date: 9/8/2017

Series 7

Date: 2/28/2017

Series 22

Date: 10/31/1990

Series 24

Date: 10/1/2018

Current Firm

GSI CAPITAL ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GSI CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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