Dan M. Skolds
Professional summary
Dan Michael Skolds, who also goes by Dan Michael Skolds, is a registered financial professional currently at DC ADVISORY located in New York, New York.
Dan is registered as a RR (Registered Representative) and started their career in finance in 1990. Dan has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dan Michael Skolds's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2023 - Present
DC ADVISORY
Office #1: 605 Third Avenue 11th Floor, New York, NY 10158November 13, 2015 - August 16, 2023
ROTHSCHILD & CO US INC.
October 1, 2008 - November 5, 2015
J.P. MORGAN SECURITIES LLC
August 2, 2005 - October 1, 2008
J.P. MORGAN SECURITIES INC.
February 6, 2004 - August 2, 2005
RBC CAPITAL MARKETS CORPORATION
January 28, 2003 - February 6, 2004
RBC CAPITAL MARKETS, LLC
November 3, 2000 - December 31, 2002
CREDIT SUISSE SECURITIES (USA) LLC
June 5, 1997 - September 19, 2002
PERSHING LLC
March 22, 1996 - May 28, 1997
FINANCIAL SQUARE PARTNERS
November 13, 1990 - March 6, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
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