Douglas A. Mishkin
Professional summary
Douglas Alan Mishkin, who also goes by Douglas A Mishkin, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1990. Douglas has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Alan Mishkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 1, 2004 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
October 30, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
December 1, 1999 - November 5, 2002
VOYA FINANCIAL ADVISORS, INC.
April 18, 1991 - October 30, 1997
GUARDIAN INVESTOR SERVICES LLC
December 14, 1990 - March 22, 1991
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2019)
(1/3/2014)
(1/3/2014)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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