Glenn W. Koehl

SOLTIS INVESTMENT ADVISORS

Southlake, TX 76092

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CRD#: 2102138

Professional summary

Glenn William Koehl, CFP® is a registered financial advisor currently at SOLTIS INVESTMENT ADVISORS, LLC located in Southlake, Texas.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Glenn has worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn William Koehl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

February 6, 2020 - Present

SOLTIS INVESTMENT ADVISORS, LLC

Office #1: 2131 E Kirkwood Blvd Ste 130, Southlake, TX 76092

RIA

CRD#: 154690

Southlake, TX

Past

December 4, 2017 - March 10, 2020

SLATESTONE WEALTH LLC

RIA

CRD#: 286669

Southlake, TX

Past

January 26, 2015 - December 4, 2017

CAPITAL MARKETS IQ, LLC

RIA

CRD#: 134921

Grapevine, TX

Past

April 6, 2006 - December 31, 2014

SURETY WEALTH MANAGEMENT

RIA

CRD#: 134518

SOUTHLAKE, TX

Past

July 27, 1995 - March 13, 2003

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

June 20, 1991 - July 27, 1995

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

November 7, 1990 - June 18, 1991

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA

Registered Investment Advisory firm - (9/20/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/9/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/24/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/5/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA

Registered Investment Advisory firm - (9/20/2010 Approved)

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Contact information

Main Address

20 North Main Suite 400, St. George, UT 84770

Mailing Address

Phone number

(435) 674-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOLTIS BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,499
AUM (Assets Under Management)	$ 8,352,553,865

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Glenn W. Koehl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn William Koehl's CRS (Customer Relationship Summary).

Certified licenses

Experience

SLATESTONE WEALTH LLC

CAPITAL MARKETS IQ, LLC

SURETY WEALTH MANAGEMENT

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS CORPORATION

Primary Firm SEC Registration

SOLTIS INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/9/1990

Series 7

Date: 2/24/1992

Series 6

Date: 11/5/1990

Current Firm

SOLTIS INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLTIS INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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