Matthew E. Platnico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Eric Platnico, who also goes by Matthew E Platnico, Matthew Erie Platnico, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1991. Matthew had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2022 - December 17, 2025
MILLENNIAL ADVISERS, LLC.
January 17, 2020 - December 31, 2021
MILLENNIAL ADVISERS, LLC.
April 3, 2019 - March 27, 2023
ALLIED MILLENNIAL PARTNERS, LLC
February 12, 2019 - May 1, 2019
ARETE WEALTH MANAGEMENT, LLC
December 2, 2005 - February 15, 2019
OPPENHEIMER & CO. INC.
August 9, 2005 - February 15, 2019
OPPENHEIMER & CO. INC.
January 14, 2005 - August 31, 2005
ADVEST, INC.
February 15, 2001 - January 14, 2005
WELLS FARGO CLEARING SERVICES, LLC
January 29, 2001 - January 14, 2005
WELLS FARGO CLEARING SERVICES, LLC
December 1, 1998 - February 2, 2001
PRUDENTIAL EQUITY GROUP, LLC
November 5, 1998 - November 27, 1998
PRUDENTIAL EQUITY GROUP, LLC
October 10, 1994 - November 9, 1998
CITIGROUP GLOBAL MARKETS INC.
May 4, 1993 - October 18, 1994
LEHMAN BROTHERS INC.
June 25, 1991 - May 7, 1993
GRUNTAL & CO., L.L.C.
February 7, 1991 - June 28, 1991
FIRST MONTAUK SECURITIES CORP.
Primary Firm SEC Registration
MILLENNIAL ADVISERS, LLC.
CRD#: 170847 / SEC#: 801-118627
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLENNIAL ADVISERS, LLC.
CRD#: 170847 / SEC#: 801-118627
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 380 |
| AUM (Assets Under Management) | $ 58,664,613 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
