Matthew E. Platnico

MILLENNIAL ADVISERS.

St. Louis, MO

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CRD#: 2102086

Professional summary

Matthew Eric Platnico, who also goes by Matthew E Platnico, Matthew Erie Platnico, is a registered financial advisor currently at MILLENNIAL ADVISERS, LLC. located in St. Louis, Missouri.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Matthew has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew E Platnico | Matthew Erie Platnico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Healthcare Solutions Team. Non Inv. Related. St. Louis, MO. Agent. February 2021. As needed outside of working hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Eric Platnico's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2022 - Present

MILLENNIAL ADVISERS, LLC.

RIA

CRD#: 170847

St. Louis, MO

Past

January 17, 2020 - December 31, 2021

MILLENNIAL ADVISERS, LLC.

RIA

CRD#: 170847

Kirkwood, MO

Past

April 3, 2019 - March 27, 2023

ALLIED MILLENNIAL PARTNERS, LLC

CRD#: 16569

New York, NY

Past

February 12, 2019 - May 1, 2019

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

New York, NY

Past

December 2, 2005 - February 15, 2019

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

August 9, 2005 - February 15, 2019

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

January 14, 2005 - August 31, 2005

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

February 15, 2001 - January 14, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NEW YORK, NY

Past

January 29, 2001 - January 14, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 1, 1998 - February 2, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 5, 1998 - November 27, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

October 10, 1994 - November 9, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 4, 1993 - October 18, 1994

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 25, 1991 - May 7, 1993

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

February 7, 1991 - June 28, 1991

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILLENNIAL ADVISERS, LLC.

EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC

CRD#: 170847 / SEC#: 801-118627

RIA

Registered Investment Advisory firm - (5/1/2020 Approved)

California

Registered Investment Advisory firm - (7/30/2020 Terminated)

Connecticut

Registered Investment Advisory firm - (7/2/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (7/1/2020 Terminated)

Maryland

Registered Investment Advisory firm - (8/3/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (8/17/2020 Terminated)

New York

Registered Investment Advisory firm - (6/30/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (7/1/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(5/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/22/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/13/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/16/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/4/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

MILLENNIAL ADVISERS, LLC.

EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC

CRD#: 170847 / SEC#: 801-118627

RIA

Registered Investment Advisory firm - (5/1/2020 Approved)

California

Registered Investment Advisory firm - (7/30/2020 Terminated)

Connecticut

Registered Investment Advisory firm - (7/2/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (7/1/2020 Terminated)

Maryland

Registered Investment Advisory firm - (8/3/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (8/17/2020 Terminated)

New York

Registered Investment Advisory firm - (6/30/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (7/1/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2020 Terminated)

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Contact information

Main Address

Three World Financial 200 Vesey Street 24th Floor, New York, NY 10281

Mailing Address

Phone number

(646) 532-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MILLENNIAL ADVISERS LLC BROCHURE 10.07.2025 (10/8/2025)

Regulatory assets under management

Total Number of Accounts	380
AUM (Assets Under Management)	$ 58,664,613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew E. Platnico

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Eric Platnico's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLENNIAL ADVISERS, LLC.

ALLIED MILLENNIAL PARTNERS, LLC

ARETE WEALTH MANAGEMENT, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

ADVEST, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

GRUNTAL & CO., L.L.C.

FIRST MONTAUK SECURITIES CORP.

Primary Firm SEC Registration

MILLENNIAL ADVISERS, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2022

Series 63

Date: 2/11/1991

SIE

Date: 10/1/2018

Series 3

Date: 3/22/2007

Series 7

Date: 12/13/1990

Series 10

Date: 1/16/2002

Series 9

Date: 6/4/2001

Current Firm

MILLENNIAL ADVISERS, LLC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MILLENNIAL ADVISERS, LLC.

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