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GJ

Gary A. Just

SF INVESTMENTS
Highland Park, IL 60035
Some features on this profile are disabled
CRD#: 2101902
GJ

Professional summary


Gary Alan Just is a registered financial professional currently at SF INVESTMENTS, INC. located in Highland Park, Illinois.

Gary is registered as a RR (Registered Representative) and started their career in finance in 1990. Gary has worked at 9 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 28, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gary Alan Just's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 11, 2006 - Present

SF INVESTMENTS, INC.

Office #1: 799 Central Ave. Suite 350, Highland Park, IL 60035
BD
CRD#: 6564
Highland Park, IL
Past

March 20, 2006 - July 17, 2006

PACKERLAND BROKERAGE SERVICES, INC.

BD
CRD#: 37031
GREEN BAY, WI
Past

October 5, 2000 - February 27, 2006

TERRA NOVA FINANCIAL, LLC

BD
CRD#: 37761
CHICAGO, IL
Past

December 18, 1997 - September 18, 2000

WEB STREET SECURITIES, INC.

BD
CRD#: 37733
DEERFIELD, IL
Past

August 9, 1996 - September 30, 1997

WORLD EQUITY GROUP, INC.

BD
CRD#: 29087
SCHAUMBURG, IL
Past

March 27, 1996 - April 9, 1996

CITISTREET EQUITIES LLC

BD
CRD#: 7447
SOMERSET, NJ
Past

April 3, 1995 - March 29, 1996

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

January 13, 1994 - December 23, 1994

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

November 5, 1990 - December 8, 1993

LUTHERAN BROTHERHOOD SECURITIES CORP.

BD
CRD#: 4205
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(8/11/2006)
RR
South Dakota
(5/17/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 11/6/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/31/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 4/5/2007
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SI
SF INVESTMENTS, INC.
SF INVESTMENT ADVISERS | SUCSY, FISCHER SECURITIES | SF INVESTMENTS, INC.

CRD#: 6564 / SEC#: 801-66533, 8-34069

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
799 Central Ave. Suite 350, Highland Park, IL 60035
Mailing Address
799 Central Ave, Highland Park, IL 60035
Phone number
(847) 926-5700
Established
Illinois since 05/09/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: SF INVESTMENT ADVISERS (3/30/2012)

Direct owners and executive officers


NamePositionCRD#
DANIEL SHAPIRO GIFT TRUSTSHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES
LESLEY SHAPIRO BEIDER GIFT TRUSTSHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES
STEVEN SHAPIRO GIFT TRUSTSHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES
JUST, GARY ALANCHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER2101902
SHAPIRO BEIDER, LESLEY ETRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST
SHAPIRO, DANIEL MARKCEO, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST1989147
SHAPIRO, STEVEN ARTHURVICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST2153746

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SF INVESTMENTS, INC.

CRD#: 6564Highland Park, IL 60035

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