WB
William T. Bourne
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Lynchburg, VA 24502
Some features on this profile are disabled
CRD#: 2101825
WB
Professional summary
William Timothy Bourne, who also goes by Tim Bourne, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Lynchburg, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lynchburg, Virginia.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. William has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Bourne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WILLIAM T BOURNE, 1703 ENTERPRISE DRIVE, STE A, LYNCHBURG, VA, INSURANCE AGENT/SALES, FINANCIAL CONSULTANT, 03/31/20, INV REL, 10/WK- 5/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA.04/02/20, INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3) THE BOURNE GROUP, INC, 1703 ENTERPRISE DR, Suite A, LYNCHBURG VA 24502, 04/2012, President, Owner/Partner of a Business Entity, NIR, 80 HR/MO, 80 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view William Timothy Bourne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1703 Enterprise Dr. Ste A, Lynchburg, VA 24502RIA
CRD#: 134139
Lynchburg, VA
Current
April 2, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1703 Enterprise Dr. Ste A, Lynchburg, VA 24502BD
CRD#: 39543
Lynchburg, VA
Past
April 2, 2020 - April 2, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
FAIRFIELD, IA
Past
January 11, 2017 - April 2, 2020
COLORADO FINANCIAL SERVICE CORPORATION
BD
CRD#: 104343
Lunchburg, VA
Past
April 19, 2016 - April 3, 2020
JAMES RIVER ADVISORS
RIA
CRD#: 283203
LYNCHBURG, VA
Past
December 10, 2012 - April 18, 2016
TRIAD ADVISORS LLC
RIA
CRD#: 25803
FOREST, VA
Past
February 26, 2010 - January 17, 2017
TRIAD ADVISORS LLC
BD
CRD#: 25803
FOREST, VA
Past
November 9, 2009 - March 1, 2010
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
FOREST, VA
Past
April 8, 2003 - February 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RUSTBURG, VA
Past
April 8, 2003 - February 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RUSTBURG, VA
Past
May 1, 2002 - April 4, 2003
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
FOREST, VA
Past
March 9, 2002 - April 4, 2003
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
March 28, 2001 - March 9, 2002
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Past
July 9, 1999 - March 28, 2001
BRANCH, CABELL & CO., INC.
BD
CRD#: 6820
RICHMOND, VA
Past
May 5, 1999 - July 16, 1999
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
RICHMOND, VA
Past
May 3, 1996 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
BD
CRD#: 3309
RICHMOND, VA
Past
July 7, 1994 - May 11, 1996
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Past
June 29, 1992 - July 7, 1994
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
January 9, 1991 - July 2, 1992
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 9, 1991 - July 2, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(4/2/2020)
RR
South Carolina(1/2/2025)
RR
Virginia(4/4/2020)
IAR
Virginia(4/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
