Bradford G. Thomas
Professional summary
Bradford Graves Thomas, who also goes by Brad Thomas, Bradford Graves Thomas, is a registered financial professional currently at BAIN CAPITAL MARKETS, LLC located in Boston, Massachusetts.
Bradford is registered as a RR (Registered Representative) and started their career in finance in 1990. Bradford has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradford Graves Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2021 - Present
BAIN CAPITAL MARKETS, LLC
Office #1: 200 Clarendon Street, Boston, MA 02116May 23, 2014 - September 9, 2021
EATON VANCE DISTRIBUTORS, INC.
November 8, 2013 - May 21, 2014
COMMONWEALTH AUSTRALIA SECURITIES LLC
October 6, 2004 - May 30, 2006
OLD MUTUAL INVESTMENT PARTNERS
November 20, 2002 - September 29, 2004
MORGAN STANLEY DW INC.
October 11, 1999 - September 29, 2004
MORGAN STANLEY DW INC.
January 26, 1998 - April 20, 1999
INVESCO CAPITAL MARKETS, INC.
July 25, 1994 - January 23, 1998
MORGAN STANLEY DW INC.
December 2, 1991 - August 5, 1992
UBS FINANCIAL SERVICES INC.
November 16, 1990 - July 18, 1991
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
BAIN CAPITAL MARKETS, LLC
CRD#: 175456 / SEC#: , 8-69599
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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Company Information
BAIN CAPITAL MARKETS, LLC
CRD#: 175456Boston, MA 02116TRUST BUT VERIFY
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