Scott G. Wolter

THE WOLTER GROUP

Livonia, MI 48152

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CRD#: 2101241

Professional summary

Scott Gary Wolter is a registered financial advisor currently at THE WOLTER GROUP, INC. located in Livonia, Michigan and STONEX SECURITIES INC. located in Livonia, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Scott has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SUBURBAN HOCKEY SCHOOLS, 23800 FREEWAY DR., FARMINGTON HILLS, MI 48335: CORPORATION, NATURE OF BUS: HOCKEY SCHOOLS, TITLE: INSTRUCTOR, DUTIES: TEACH HOCKEY SKILLS, TIME SPENT: 7%, COMPENSATION: HOURLY WAGE, 2) INSURANCE AGENT NATURE OF BUSINESS: LIFE INSURANCE AND LONG TERM CARE DUTIS: SELL INSURANCE AND LTC APPROX TIME SPENT: LESS THAN 4 HOURS DURING MARKET HOURS COMPENSATION: COMMISSIONS 3) SA Stone Wealth Management, Inc Nature of Business: Broker-Dealer TITLE: Registered Representative DUTIES: Investment/Securities Sales TIME SPENT:20% COMPENSATION: COMMISSIONS 4) The Wolter Group Inc. 17294 Farmington Road Livonia, MI 48152 Nature of Business: We are an RIA registered with the State of Michigan. We provide financial planning and investment advisory services. We use Stone Wealth Management to custody the assets held at Stone. Investment Related: Yes Title: President/CCO/CEO Start Date: 01/01/2018 Duties: I am the President/CCO/CEO of The Wolter Group, Inc. I am responsible for management of clients assets, maintaining client relationships, human resource functions and all compliance functions of the RIA. Hours Devoted to Business: Time is equally spent among RIA duties and RR duties (40+ hours) Hours Devoted to Business during Market Hours: Time is equally spent among RIA duties and RR duties (40+ hours)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Gary Wolter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2018 - Present

THE WOLTER GROUP, INC.

Office #1: 17294 Farmington Road, Livonia, MI 48152

RIA

CRD#: 296828

Livonia, MI

Current

September 12, 2014 - Present

STONEX SECURITIES INC.

Office #1: 17294 Farmington, Livonia, MI 48152

CRD#: 18456

Livonia, MI

Past

November 1, 2010 - December 31, 2019

ADVANCED FINANCIAL PLANNING, INC.

RIA

CRD#: 116896

BROWNSTOWN, MI

Past

June 22, 2006 - September 12, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

LIVONIA, MI

Past

March 8, 2001 - July 6, 2006

EDWARD JONES

CRD#: 250

LIVONIA, MI

Past

April 4, 1994 - April 5, 2001

COMERICA SECURITIES

CRD#: 17079

DETROIT, MI

Past

July 12, 1993 - April 11, 1994

NATIONSSECURITIES

CRD#: 32542

Past

February 21, 1991 - July 12, 1993

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/24/2024)

Florida
(9/12/2014)

Georgia
(9/12/2014)

Illinois
(9/12/2014)

Michigan
(9/12/2014)

IAR

Michigan
(8/1/2018)

Nevada
(12/12/2024)

Ohio
(9/12/2014)

Texas
(3/9/2021)

Virginia
(9/12/2014)

Washington
(2/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE WOLTER GROUP, INC.

CRD#: 296828 / SEC#:

Michigan

Registered Investment Advisory firm - (7/17/2018 Approved)

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Contact information

Main Address

17294 Farmington Road, Livonia, MI 48152

Mailing Address

Phone number

(734) 524-9408

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 46,986,512

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott G. Wolter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Gary Wolter's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

ADVANCED FINANCIAL PLANNING, INC.

WRP INVESTMENTS, INC.

EDWARD JONES

COMERICA SECURITIES

NATIONSSECURITIES

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2010

Series 63

Date: 3/8/1991

SIE

Date: 10/1/2018

Series 7

Date: 2/19/1991

FINRA

Current Firm

THE WOLTER GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE WOLTER GROUP, INC.

TRUST BUT VERIFY

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