Mary K. Vanderweyst
Professional summary
Mary Kay Vanderweyst, who also goes by Mary Kay Hansen, Mary Kay Norton, Mary Kay Vanderweyst, Mary Vanderweyst, Mary Kay Vanserweyst, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hot Springs, Arkansas and CETERA FINANCIAL SPECIALISTS LLC located in Hot Springs, Arkansas.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mary has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mary Kay Vanderweyst's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2018 - Present
CETERA INVESTMENT ADVISERS LLC
June 14, 2018 - Present
CETERA FINANCIAL SPECIALISTS LLC
June 14, 2018 - December 31, 2019
CETERA INVESTMENT SERVICES LLC
June 14, 2018 - December 31, 2019
CETERA WEALTH SERVICES, LLC
May 8, 2018 - May 18, 2018
VALIC FINANCIAL ADVISORS, INC.
May 8, 2018 - May 18, 2018
VALIC FINANCIAL ADVISORS, INC.
December 8, 2016 - September 6, 2017
AVANTAX ADVISORY SERVICES
December 8, 2016 - September 6, 2017
AVANTAX INVESTMENT SERVICES, INC.
November 25, 2015 - September 15, 2016
CETERA INVESTMENT ADVISERS LLC
November 25, 2015 - September 15, 2016
CETERA INVESTMENT SERVICES LLC
December 10, 2013 - November 4, 2015
CUSO FINANCIAL SERVICES, L.P.
December 9, 2013 - November 4, 2015
CUSO FINANCIAL SERVICES, L.P.
July 19, 2013 - December 23, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 6, 2007 - April 12, 2012
EDWARD JONES
October 2, 2006 - April 12, 2012
EDWARD JONES
September 29, 1998 - May 30, 2006
CETERA INVESTMENT SERVICES LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2018)
(5/3/2021)
(5/4/2021)
(6/14/2018)
(6/14/2018)
(6/14/2018)
(5/21/2025)
(6/14/2018)
(6/14/2018)
(6/14/2018)
(6/14/2018)
(6/14/2018)
(1/4/2022)
(6/14/2018)
(6/14/2018)
(6/24/2022)
(6/14/2018)
(6/14/2018)
(6/14/2018)
(6/14/2018)
(6/24/2022)
(7/3/2023)
(6/14/2018)
(6/14/2018)
(6/14/2018)
(6/15/2018)
(6/15/2018)
(5/8/2024)
(6/14/2018)
(1/4/2022)
(2/7/2022)
(6/14/2018)
(2/27/2023)
(6/14/2018)
(6/14/2018)
(6/14/2018)
(6/14/2018)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
