Susan M. Iverson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Marie Iverson, CFP®, who also goes by Sue Donaldson, Susan Marie Donaldson, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1990. Susan had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1999
Experience
February 15, 2019 - July 30, 2019
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
June 10, 2015 - November 30, 2016
FIRST ALLIED ADVISORY SERVICES, INC.
June 8, 2015 - February 7, 2017
ROBERTSON INVESTMENT MANAGEMENT
May 21, 2015 - November 30, 2016
FIRST ALLIED SECURITIES, INC.
July 15, 2014 - July 21, 2015
WOMAN & WEALTH - DALLAS
March 5, 2013 - May 27, 2014
FIRST ALLIED ADVISORY SERVICES, INC.
March 5, 2013 - May 13, 2014
FIRST ALLIED SECURITIES, INC.
May 23, 2012 - March 11, 2013
EAGLE STRATEGIES LLC
May 4, 2012 - March 11, 2013
NYLIFE SECURITIES LLC
February 24, 2004 - March 29, 2012
MML INVESTORS SERVICES, LLC
February 24, 2004 - March 29, 2012
MML INVESTORS SERVICES, LLC
April 3, 2003 - February 11, 2004
RHODES SECURITIES, INC.
December 16, 2002 - March 12, 2003
BANC ONE SECURITIES CORPORATION
December 16, 2002 - March 12, 2003
BANC ONE SECURITIES CORPORATION
March 6, 2001 - August 9, 2002
LPL FINANCIAL LLC
March 6, 2001 - August 9, 2002
LPL FINANCIAL LLC
May 11, 2000 - February 23, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 1, 1999 - May 11, 2000
RHODES SECURITIES, INC.
April 16, 1997 - March 1, 1999
SUNAMERICA SECURITIES, INC.
June 22, 1994 - April 16, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 2, 1990 - June 21, 1994
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
CRD#: 144008 / SEC#: 801-109923
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
CRD#: 144008 / SEC#: 801-109923
Contact information
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 469,128,095 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
