Daniel Darcangelo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Darcangelo, who also goes by Dan Dancangelo, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1994. Daniel had worked at 8 firms and has passed the Series 63, Series 55, Series 62, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2009 - July 16, 2014
WHITAKER SECURITIES LLC
November 3, 2008 - January 5, 2009
TRADITION SECURITIES AND DERIVATIVES LLC
May 29, 2007 - July 2, 2008
THOMAS WEISEL PARTNERS LLC
November 26, 2002 - May 29, 2007
AURIGA USA, LLC
June 6, 2002 - January 22, 2003
PECONIC SECURITIES LLC
May 27, 1999 - December 10, 1999
UBS FINANCIAL SERVICES INC.
January 7, 1997 - May 21, 1999
W.A. CAPITAL MARKETS
August 14, 1996 - December 12, 1996
DONALD & CO. SECURITIES INC.
September 1, 1994 - August 20, 1996
W.A. CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/5/2002
Limited Representative-Equity Trader ExamSeries 62
Date: 6/4/2002
Corporate Securities Limited Representative ExaminationSeries 11
Date: 8/30/1994
Assistant Representative-Order Processing Qualification ExamCurrent Firm
WHITAKER SECURITIES LLC
CRD#: 121465 / SEC#: , 8-65419
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NICOSIA, ROSALIE MARGARET | CHIEF COMPLIANCE OFFICER, CRCP | 4239124 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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