James A. Panzer
Professional summary
James Anthony Panzer JR is a registered financial professional currently at WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.
James is registered as a RR (Registered Representative) and started their career in finance in 1999. James has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Anthony Panzer JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2026 - Present
WORLD CAPITAL BROKERAGE, INC.
Office #1: 1636 Logan Street, Denver, CO 80203July 24, 2009 - October 20, 2017
INVESTACORP, INC.
January 26, 2004 - July 27, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 26, 2003 - July 27, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 14, 1999 - December 1, 2003
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/11/2026
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
