Kenneth M. Wormser
Professional summary
Kenneth Mark Wormser, who also goes by Kenneth Wormser, is a registered financial professional currently at GREENSLEDGE CAPITAL MARKETS LLC located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1990. Kenneth has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Mark Wormser's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2011 - Present
GREENSLEDGE CAPITAL MARKETS LLC
Office #1: 575 Lexington Avenue 32nd Floor, New York, NY 10022March 27, 2003 - July 18, 2011
NATIXIS SECURITIES NORTH AMERICA INC.
November 3, 1997 - March 18, 2003
CIBC WORLD MARKETS CORP.
February 11, 1997 - November 3, 1997
CIBC WOOD GUNDY SECURITIES CORP.
December 10, 1990 - January 3, 1997
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2025)
(8/3/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GREENSLEDGE CAPITAL MARKETS LLC
CRD#: 151026 / SEC#: , 8-68328
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENSLEDGE HOLDINGS LLC | OWNER | |
| GOLDWASSER PLUTZIK, LESLEY DANA | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 1315659 |
| KANE, JAMES BRASSLER | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 2568683 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| WORMSER, KENNETH MARK | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 2099206 |
| ZEITLIN, BRIAN SCOTT | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/MEMBER OF MANAGEMENT COMMITTEE | 2898818 |
Red Flags
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