James J. Mellano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James John Mellano, who also goes by Jim Mellano, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1990. James had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2000 - November 5, 2012
QUEST CAPITAL STRATEGIES, INC.
November 2, 1998 - December 31, 1999
MAIN STREET MANAGEMENT COMPANY
February 13, 1996 - August 28, 1998
CAPITAL SECURITIES OF AMERICA, INC.
April 25, 1994 - December 16, 1995
QUEST CAPITAL STRATEGIES, INC.
December 6, 1993 - March 4, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
February 19, 1992 - December 22, 1993
CAPITAL BROKERAGE CORPORATION
September 16, 1991 - March 4, 1992
AEGON USA SECURITIES INC.
October 31, 1990 - August 8, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
