JB
Jack M. Brkich
JMB FINANCIAL MANAGERS
SANTA ANA, CA 92707
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CRD#: 2098874
JB
Professional summary
Jack Mike Brkich III, CFP® is a registered financial advisor currently at JMB FINANCIAL MANAGERS, INC. located in Santa Ana, California and CETERA INVESTMENT ADVISERS LLC located in Santa Ana, California.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jack has worked at 4 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: JMB FINANCIAL MANAGERS, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS START DATE: 1997 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: PROVIDE WRITTEN PLANS FOR FIXED FEE OR HOURLY RATE| 2)NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITIES, & LONG TERM CARE| 3) NAME OF OTHER BUSINESS: LIFE LOCK BENEFIT SOLUTIONS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: IDENTITY THEFT PROTECTION SERVICES START DATE: 2016, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: SALES REP, BRIEF DESCRIPTION OF DUTIES: SALES| 4. NAME OF OTHER BUSINESS: ST. CECICLIA CHURCH PARICH FINANCE COUNCIL; INVESTMENT RELATED: NO; ADDRESS: 1301 S SYCAMORE AVE, TUSTIN, CA 92780; NATURE OF BUSINESS: BOARD; START DATE: 2/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW INFORMATION PROVIDED BY THE CHURCH BOOKKEEPER, ACCOUNTANT, & MAKE RECOMMENDATIONS TO CHURCH PASTOR;
CRS (Client Relationship Summary) - RIA
Click below to view Jack Mike Brkich III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
July 8, 1997 - Present
JMB FINANCIAL MANAGERS, INC.
Office #1: 6 Hutton Centre Drive Suite 1280, Santa Ana, CA 92707RIA
CRD#: 136344
SANTA ANA, CA
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6 Hutton Centre Drive Ste 1280, Santa Ana, CA 92707RIA
CRD#: 105644
SANTA ANA, CA
Current
October 16, 1992 - Present
CETERA ADVISORS LLC
Office #1: 6 Hutton Centre Drive Ste 1280, Santa Ana, CA 92707BD
CRD#: 10299
Santa Ana, CA
Past
July 8, 1997 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
October 25, 1990 - September 25, 1992
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/17/2002)
RR
Alaska(1/5/1998)
RR
Arizona(3/6/1997)
IAR
California(7/8/1997)
RR
California(8/29/2001)
RR
Colorado(2/25/1999)
RR
Florida(4/27/2001)
RR
Georgia(1/22/2016)
RR
Hawaii(12/1/2015)
RR
Idaho(12/7/2020)
RR
Illinois(4/5/2024)
RR
Maine(3/25/2024)
RR
Montana(11/7/2025)
RR
Nevada(1/11/2024)
RR
New Jersey(10/23/2024)
RR
New York(1/12/2023)
RR
North Carolina(4/7/2010)
RR
Oregon(10/7/2016)
RR
Pennsylvania(1/17/2019)
RR
South Carolina(5/29/2024)
RR
Tennessee(7/23/2020)
RR
Texas(3/10/2017)
IAR
Texas(3/21/2024)
IAR
Texas(6/27/2025)
RR
Washington(9/22/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
