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Robert Ray Tekolste

CRD# 2098792·Registered 1991 - 2023
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Ray Tekolste, who also goes by Rob Tekolste, Robert R Tekolste, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1991 - 2023. Robert had worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rob Tekolste, Robert R Tekolste

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

SAMMONS FINANCIAL NETWORK, LLC·CRD# 158538
BD
West Des Moines, IA
July 2, 2014 - September 13, 2023
PARKLAND SECURITIES, LLC·CRD# 115368
BD
West Des Moines, IA
February 9, 2002 - July 2, 2014
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
July 6, 1999 - February 9, 2002
CONSECO SECURITIES, INC.·CRD# 29367
BD
Carmel, IN
August 5, 1998 - May 6, 1999
CONSECO FINANCIAL SERVICES, INC.·CRD# 629
BD
Carmel, IN
May 28, 1998 - August 5, 1998
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
February 22, 1994 - October 9, 1997
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
January 9, 1991 - January 25, 1993

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Current Firm

SF
SAMMONS FINANCIAL NETWORK, LLC

SAMMONS FINANCIAL NETWORK, LLC

CRD#: 158538 / SEC#: 8-68905
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

8300 Mills Civic Parkway, West Des Moines, IA 50266

Mailing Address

8300 Mills Civic Parkway, West Des Moines, IA 50266

Phone Number

(855) 624-0180

Established

Delaware since 06/09/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SAMMONS FINANCIAL GROUP, INC.MANAGING MEMBER/ ELECTED MANAGER—
DYKHUIS, ARLEN GLENNFINOP PRINCIPAL5285074
LOWE, BILL LEOPRESIDENT2328135
SURETTE, STEPHANIE ANNCHIEF COMPLIANCE OFFICER5217627

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1990About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1991About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Feb 2001About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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