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VM

Vito M. Milano

PROFOR ADVISORS
Rye Brook, NY 10573
Some features on this profile are disabled
CRD#: 2098719
VM

Professional summary

Vito M Milano, who also goes by VIto Milano, is a registered financial professional currently at PROFOR ADVISORS located in Rye Brook, New York.

Vito is registered as a RR (Registered Representative) and started their career in finance in 1990. Vito has worked at 6 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Vito Milano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vito M Milano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 12, 2013 - Present

PROFOR ADVISORS

Office #1: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573
BD
CRD#: 136084
Rye Brook, NY
Past

May 17, 2011 - January 29, 2013

MCFARLAND DEWEY SECURITIES CO., LLC

BD
CRD#: 25768
NEW YORK, NY
Past

May 28, 2009 - April 11, 2011

SILVER LEAF PARTNERS, LLC

BD
CRD#: 126694
NEW YORK, NY
Past

September 12, 2006 - June 25, 2007

LINKBROKERS DERIVATIVES LLC

BD
CRD#: 123000
JERSEY CITY, NJ
Past

October 24, 2001 - July 14, 2006

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY
Past

November 9, 1990 - March 1, 1994

DB ALEX. BROWN LLC

BD
CRD#: 17790

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/12/2013)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/19/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/19/2002
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/23/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PA
PROFOR ADVISORS
AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: , 8-66974

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
800 Westchester Ave Suite 641n, Rye Brook, NY 10573
Mailing Address
800 Westchester Ave Suite 641n, Rye Brook, NY 10573
Phone number
(646) 202-2969
Established
New York since 06/03/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OMEARA, PATRICK JAMES JRMANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1544243
MAHALA, THOMAS GERARDREGISTERED PRINCIPAL1600103
OMEARA, PATRICK JAMES JRAML COMPLIANCE PRINCIPAL1544243
POLLOCK, MARTIN JAYFINOP1067521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROFOR ADVISORS

CRD#: 136084Rye Brook, NY 10573

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