Thomas J. George
Professional summary
Thomas James George is a registered financial professional currently at PARADIGM CAPITAL U.S. INC. .
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1991. Thomas has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas James George's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2020 - Present
PARADIGM CAPITAL U.S. INC.
Office #1: 95 Wellington Street West - Suite 2101, Toronto Ontario, M5J 2N7April 6, 2015 - December 17, 2015
SALMAN PARTNERS (USA) INC.
September 28, 2006 - October 13, 2014
TOLL CROSS SECURITIES USA INC.
August 12, 2003 - December 1, 2004
RBC CAPITAL MARKETS CORPORATION
January 14, 1991 - July 2, 1993
NBF SECURITIES (USA) CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2020)
(10/9/2020)
(10/13/2020)
(11/6/2020)
(10/9/2020)
(10/7/2024)
(10/4/2024)
(11/6/2020)
(11/6/2020)
(11/8/2024)
(10/9/2020)
(11/6/2020)
(11/6/2020)
(11/6/2020)
(11/6/2020)
(10/7/2024)
(10/12/2020)
(10/15/2024)
(11/6/2020)
(11/6/2020)
(11/6/2020)
(10/29/2024)
(11/6/2020)
Exams
Series 57TO
Date: 10/9/2020
Securities Trader ExamSeries 55
Date: 5/26/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
PARADIGM CAPITAL U.S. INC.
CRD#: 104425 / SEC#: , 8-52885
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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