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Frank E. Pare

PF WEALTH MANAGEMENT GROUP
Oakland, CA 94612
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CRD#: 2098302
FP

Professional summary


Frank Edward Pare JR, CFP®, who also goes by Frank Edward Pare, is a registered financial advisor currently at PF WEALTH MANAGEMENT GROUP, LLC located in Oakland, California.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Frank has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 24 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Frank Edward Pare

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PF WEALTH MANAGEMENT GROUP, LLC; INV-RELATED; 1999 HARRISON STREET, SUITE 1650 OAKLAND,CA 94612; REGISTERED INVESTMENT ADVISOR; PRESIDENT; 03/06; 30 HOURS/WK; CONSULTING AND FINANCIAL ADVISING. OHIO NATIONAL LIFE INSURANCE COMPANY; NON-INV RELATED; ONE FINANCIAL WAY, CINCINNATI, OH 45242; INSURANCE COMPANY; 05-06/2006; WITHIN THE 30 HRS/WK SPENT FOR PF WEALTH MANAGEMENT GROUP; PROVIDE ASSESSMENT OF WHETHER CUSTOMERS OF PF WEALTH MANAGEMENT GROUP WOULD NEED INSURANCE OR PROVIDE CONSULTING IF THE CUSTOMERS HAVE INSURANCE NEEDS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Frank Edward Pare JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2005

Experience


Current

April 7, 2006 - Present

PF WEALTH MANAGEMENT GROUP, LLC

Office #1: 1970 Broadway Suite 525, Oakland, CA 94612
RIA
CRD#: 140015
Oakland, CA
Past

October 4, 2007 - September 18, 2009

CLARKESON RESEARCH INC.

BD
CRD#: 143868
SAN JOSE, CA
Past

June 4, 2001 - February 27, 2006

LORING WARD SECURITIES INC.

BD
CRD#: 46337
SAN JOSE, CA
Past

June 17, 1999 - October 2, 2000

SHARE KING, LLC

BD
CRD#: 33150
SAN FRANCISCO, CA
Past

April 29, 1998 - July 1, 1998

SEAFIRST INVESTMENT SERVICES, INC.

BD
CRD#: 17411
SEATTLE, WA
Past

April 21, 1998 - April 13, 1999

BA INVESTMENT SERVICES, INC.

BD
CRD#: 12965
OAKLAND, CA
Past

May 8, 1997 - March 9, 1998

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA
Past

August 30, 1991 - October 24, 1996

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/7/2006)
IAR
Pennsylvania
(8/16/2021)
IAR
Texas
(7/12/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/11/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/16/1992
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


PW
PF WEALTH MANAGEMENT GROUP, LLC
PF WEALTH MANAGEMENT GROUP, LLC | WEALTH MANAGEMENT GROUP, LLC

CRD#: 140015 / SEC#:

California
Registered Investment Advisory firm - (4/7/2006 Approved)
Pennsylvania
Registered Investment Advisory firm - (8/13/2021 Approved)
Texas
Registered Investment Advisory firm - (7/12/2021 Approved)
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Contact information


Main Address
1970 Broadway Suite 525, Oakland, CA 94612
Mailing Address
Phone number
(800) 750-5764
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts122
AUM (Assets Under Management)$ 39,979,719

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PF WEALTH MANAGEMENT GROUP, LLC

CRD#: 140015Oakland, CA 94612

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