Gregory A. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Alan Larson, who also goes by Gregory Larson, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1993. Gregory had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2010 - February 14, 2023
ALLISON-WILLIAMS COMPANY
June 18, 2007 - November 25, 2008
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
July 21, 2006 - June 15, 2007
NORTH AMERICAN CAPITAL MARKETS, LLC
September 15, 2000 - August 29, 2006
NORTH AMERICAN CAPITAL MARKETS, INC.
March 2, 1998 - May 9, 2000
RBC CAPITAL MARKETS, LLC
August 4, 1993 - March 2, 1998
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLISON-WILLIAMS COMPANY
CRD#: 29 / SEC#: , 8-3223
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B&T CAPITAL INC | HOLDING COMPANY | |
| LARSON, GREGORY ALAN | CHAIRMAN, CEO, CCO | 2097773 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
