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GL

Gregory Alan Larson

CRD# 2097773·Registered 1993 - 2023
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Alan Larson, who also goes by Gregory Larson, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1993 - 2023. Gregory had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gregory Larson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

ALLISON-WILLIAMS COMPANY·CRD# 29
BD
Roseville, MN
November 9, 2010 - February 14, 2023
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.·CRD# 42941
BD
Golden Valley, MN
June 18, 2007 - November 25, 2008
NORTH AMERICAN CAPITAL MARKETS, LLC·CRD# 139860
BD
Minneapolis, MN
July 21, 2006 - June 15, 2007
NORTH AMERICAN CAPITAL MARKETS, INC.·CRD# 104079
BD
Minneapolis, MN
September 15, 2000 - August 29, 2006
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
March 2, 1998 - May 9, 2000
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
August 4, 1993 - March 2, 1998

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Current Firm

AC
ALLISON-WILLIAMS COMPANY

ALLISON-WILLIAMS COMPANY

CRD#: 29 / SEC#: 8-3223
BD
Terminated by SEC on 04/16/2023

Contact Information

Established

Minnesota since 09/11/1944

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
B&T CAPITAL INCHOLDING COMPANY—
LARSON, GREGORY ALANCHAIRMAN, CEO, CCO2097773

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Sep 1990About the Series 52 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Sep 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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