Joseph A. Dorazio

D'ORAZIO WEALTH ADVISORS

FALLS CHURCH, VA 22043

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CRD#: 2097189

Professional summary

Joseph Anthony Dorazio, CFP® is a registered financial advisor currently at D'ORAZIO WEALTH ADVISORS located in Falls Church, Virginia.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joseph has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Dorazio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 13, 2004 - Present

D'ORAZIO WEALTH ADVISORS

Office #1: 7600 Leesburg Pike Suite 460e, Falls Church, VA 22043Office #2: 8614 Westwood Center Drive Suite 310, Vienna, VA 22182

RIA

CRD#: 131976

FALLS CHURCH, VA

Past

April 4, 2002 - December 13, 2004

REMBERT PENDLETON JACKSON

RIA

CRD#: 105171

FALLS CHURCH, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D'ORAZIO WEALTH ADVISORS

D'ORAZIO & ASSOCIATES, INC. | SPECTRUM FINANCIAL ADVISORS, INC. | D'ORAZIO WEALTH ADVISORS

CRD#: 131976 / SEC#: 801-63706

RIA

Registered Investment Advisory firm - (12/8/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/21/2015)

IAR

Virginia
(12/13/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/1990

Uniform Investment Adviser Law Examination

Current Firm

D'ORAZIO WEALTH ADVISORS

D'ORAZIO & ASSOCIATES, INC. | SPECTRUM FINANCIAL ADVISORS, INC. | D'ORAZIO WEALTH ADVISORS

CRD#: 131976 / SEC#: 801-63706

RIA

Registered Investment Advisory firm - (12/8/2004 Approved)

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Contact information

Main Address

8614 Westwood Center Drive Suite 310, Vienna, VA 22182

Mailing Address

Phone number

(703) 269-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,860
AUM (Assets Under Management)	$ 1,322,181,149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph A. Dorazio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Dorazio's CRS (Customer Relationship Summary).

Certified licenses

Experience

D'ORAZIO WEALTH ADVISORS

REMBERT PENDLETON JACKSON

Primary Firm SEC Registration

D'ORAZIO WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/1990

Current Firm

D'ORAZIO WEALTH ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D'ORAZIO WEALTH ADVISORS

TRUST BUT VERIFY

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