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Timothy John Coyne

T. ROWE PRICE INVESTMENT SERVICES
BALTIMORE, MD
·CRD# 2096849·36 years experience

Professional Summary

Timothy John Coyne is a registered financial advisor currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1990. Timothy has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
1307 Point Street, Baltimore, MD 21231
December 2, 2019 - Present
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC·CRD# 30107
BD
New York, NY
July 28, 2006 - August 21, 2019
FUNDS DISTRIBUTOR, LLC·CRD# 7174
BD
Portland, ME
January 12, 1999 - December 14, 2000
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
New York, NY
March 21, 1995 - January 13, 1997
PROFUNDS DISTRIBUTORS, INC.·CRD# 19541
BD
Bethesda, MD
December 9, 1992 - March 3, 1995
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
New York, NY
November 21, 1990 - July 14, 1992

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Current Firm

TR
T. ROWE PRICE INVESTMENT SERVICES, INC.

ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348 / SEC#: 8-25130
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1307 Point Street, Baltimore, MD 21231

Mailing Address

1307 Point Street, Baltimore, MD 21231

Phone Number

(410) 345-2000

Established

Maryland since 06/10/1980

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
T. ROWE PRICE ASSOCIATES, INC.SHAREHOLDER—
BROWN, ANNE WHITESCARVERVICE PRESIDENT/DIRECTOR2396529
COYNE, TIMOTHY JOHNDIRECTOR2096849
HERR, DAVID JVICE PRESIDENT/DIRECTOR7659903
KORENMAN, PHILLIPPRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD4531831
MUMFORD, STEPHANIE PETERSVICE PRESIDENT/CCO2725261
NEWMAN, CHRISTOPHER CUDDYVICE PRESIDENT/DIRECTOR2037516
NYCE, BRITTONVICE PRESIDENT/CONTROLLER7313600

Disclosures

Regulatory Event

1

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/24/2024)
RR
Alaska
(1/24/2024)
RR
Arizona
(1/24/2024)
RR
Arkansas
(1/24/2024)
RR
California
(12/2/2019)
RR
Colorado
(1/24/2024)
RR
Connecticut
(12/2/2019)
RR
Delaware
(1/24/2024)
RR
District of Columbia
(1/24/2024)
RR
Florida
(1/24/2024)
RR
Georgia
(1/24/2024)
RR
Hawaii
(1/24/2024)
RR
Idaho
(1/24/2024)
RR
Illinois
(1/24/2024)
RR
Indiana
(1/24/2024)
RR
Iowa
(1/24/2024)
RR
Kansas
(1/24/2024)
RR
Kentucky
(1/24/2024)
RR
Louisiana
(1/24/2024)
RR
Maine
(1/24/2024)
RR
Maryland
(12/2/2019)
RR
Massachusetts
(1/24/2024)
RR
Michigan
(1/24/2024)
RR
Minnesota
(1/24/2024)
RR
Mississippi
(1/24/2024)
RR
Missouri
(1/24/2024)
RR
Montana
(1/24/2024)
RR
Nebraska
(1/24/2024)
RR
Nevada
(1/24/2024)
RR
New Hampshire
(1/24/2024)
RR
New Jersey
(1/24/2024)
RR
New Mexico
(1/24/2024)
RR
New York
(1/24/2024)
RR
North Carolina
(1/24/2024)
RR
North Dakota
(1/24/2024)
RR
Ohio
(1/24/2024)
RR
Oklahoma
(1/24/2024)
RR
Oregon
(1/24/2024)
RR
Pennsylvania
(1/24/2024)
RR
Puerto Rico
(1/24/2024)
RR
Rhode Island
(1/24/2024)
RR
South Carolina
(1/24/2024)
RR
South Dakota
(1/24/2024)
RR
Tennessee
(1/24/2024)
RR
Texas
(1/24/2024)
RR
Utah
(1/24/2024)
RR
Vermont
(1/24/2024)
RR
Virgin Islands
(1/24/2024)
RR
Virginia
(1/24/2024)
RR
Washington
(1/24/2024)
RR
West Virginia
(1/24/2024)
RR
Wisconsin
(1/24/2024)
RR
Wyoming
(1/24/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2006About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1990About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 2012About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Timothy John Coyne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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