Marc J. Freeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc J Freeman was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1990. Marc had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2015 - November 5, 2015
TOUSSAINT CAPITAL PARTNERS, LLC
September 5, 2014 - November 24, 2014
SECUREVEST FINANCIAL GROUP
August 8, 2011 - November 7, 2013
CRT CAPITAL GROUP LLC
December 2, 2010 - June 10, 2011
SUSQUEHANNA FINANCIAL GROUP, LLLP
September 21, 2009 - December 6, 2010
ADVISORS ASSET MANAGEMENT, INC.
July 26, 2004 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 2, 1990 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOUSSAINT CAPITAL PARTNERS, LLC
CRD#: 130290 / SEC#: , 8-66330
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
