LB
Luisa M. Bravo
PARK AVENUE SECURITIES LLC
Miami, FL 33186
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CRD#: 2096476
LB
Professional summary
Luisa M Bravo, ChFC®, who also goes by Luisa Margarita Bravo, Lusia M Bravo, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Miami, Florida.
Luisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Luisa has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Luisa Margarita Bravo | Lusia M Bravo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. L.M. BRAVO & ASSOCIATES-Guardian Insurance Agency, Start: 07/01/1993, Address: 12930 SW 128 Street, Suite 201A, Miami FL 33186, Hrs per month - Tot/Bus: 15/1, Investment related, 2. Eagle Lakes Office Park Condo Association-Assist to monthly Meetings, supervision of management company and second signature on checking account, Start: 05/05/2011, Address: 12930 SW 128 St. Suite 201A Miami Fl 33186 - Eagle Lake, 2 non bus hrs per month, Not investment related, 3. L & L INVESTMENT GROUP LLC-We own the office where L.M. Bravo and Associates conducts business, Start: 04/01/2005, Address: 12930 SW 128 Street, Suite 201A, Miami FL 33186, 0 hrs per month, Investment related, 4. Sandra Prek-POA for Sister, Start: 01/10/2024, Address: 8198 SW 163 Ave Miami FL 33193, 0 total hours per month, Not investment related, No Annual Compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Luisa M Bravo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Luisa M Bravo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 11, 2008 - Present
PARK AVENUE SECURITIES LLC
Office #1: 12930 Sw 128 St Suite 201 A, Miami, FL 33186RIA
BD
CRD#: 46173
Miami, FL
Current
February 5, 2004 - Present
PARK AVENUE SECURITIES LLC
Office #1: 12930 Sw 128 St Suite 201 A, Miami, FL 33186RIA
BD
CRD#: 46173
Miami, FL
Past
January 1, 2004 - January 20, 2004
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
September 7, 1994 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
March 31, 1993 - August 22, 1994
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
January 18, 1991 - April 1, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
January 18, 1991 - April 1, 1993
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/7/2015)
IAR
California(10/7/2015)
RR
Colorado(10/6/2022)
IAR
Colorado(10/6/2022)
RR
Delaware(9/23/2009)
RR
Florida(2/5/2004)
IAR
Florida(7/11/2008)
RR
Georgia(5/22/2019)
IAR
Georgia(4/15/2020)
RR
Maryland(10/17/2016)
IAR
Maryland(10/17/2016)
RR
Michigan(12/3/2018)
IAR
Michigan(12/3/2018)
RR
New Jersey(6/25/2012)
IAR
New Jersey(10/12/2016)
RR
New York(8/28/2014)
IAR
New York(4/16/2021)
RR
North Carolina(10/26/2017)
IAR
North Carolina(5/3/2019)
RR
Pennsylvania(6/6/2024)
RR
South Dakota(3/16/2022)
RR
Tennessee(7/31/2018)
RR
Texas(8/9/2019)
IAR
Texas(3/11/2021)
RR
Washington(1/7/2022)
RR
Wisconsin(2/4/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 3/7/2001
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Miami, FL 33186TRUST BUT VERIFY
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