Christine A. Perez
Professional summary
Christine Ann Perez, who also goes by Christine Ann Mccue, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Syosset, New York.
Christine is registered as a RR (Registered Representative) and started their career in finance in 2001. Christine has worked at 1 firm and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christine Ann Perez's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2001 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 8/13/2001
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
