David C. Burns
Professional summary
David Carroll Burns is a registered financial professional currently at SUNDIAL GROUP, LLC located in Ft. Lauderdale, Florida.
David is registered as a RR (Registered Representative) and started their career in finance in 1990. David has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Carroll Burns's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2012 - Present
SUNDIAL GROUP, LLC
Office #1: 200 East Broward Boulevard Suite 1200, Ft. Lauderdale, FL 33301Office #2: 200 East Broward Boulevard Suite 1200, Ft. Lauderdale, FL 33301October 22, 1996 - October 30, 1997
INTERCAROLINA FINANCIAL SERVICES, INC.
October 9, 1990 - October 24, 1994
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SUNDIAL GROUP, LLC
CRD#: 158367 / SEC#: , 8-68894
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOUNTAINSIDE HOLDINGS, LLC | MANAGING MEMEBR | |
| BRITTON, WILLIAM ROBERT | PRESIDENT/ CEO/ CCO/ ELECTED MANAGER | |
| BURNS, DAVID CARROLL | PRINCIPAL/ ELECTED MANAGER | |
| JOHNSON, KRISTY KAY | FINOP/CFO | 4470948 |
Red Flags
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Company Information
SUNDIAL GROUP, LLC
CRD#: 158367Ft. Lauderdale, FL 33301TRUST BUT VERIFY
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