Paul J. Pfeiffer

NORTHPOINT FINANCIAL PLANNING LLC

Delaware, OH 43015

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CRD#: 2094381

Professional summary

Paul John Pfeiffer, CFP® is a registered financial advisor currently at NORTHPOINT FINANCIAL PLANNING LLC located in Delaware, Ohio.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Paul has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Biography

Serving individuals, families and businesses in and around Delaware, Ohio and Greensboro, North Carolina.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

Employee and Employer Plan Ben...

Insurance Planning

Socially Responsible Investing

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Socially Responsible Investmen...

Women's Financial Planning Iss...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Paul Pfeiffer currently owns PJP Green Technologies LLC. Non Investment Related. Start Dated: March 2014 Nature of Business: industrial lubrication and coatings. Activities involve Fulfillment of orders and book keeping Address 6416 Sable Lane, Greensboro, NC 27406 Approx: 1 hour per month devoted to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul John Pfeiffer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

May 18, 2018 - Present

NORTHPOINT FINANCIAL PLANNING LLC

Office #1: 4 West Winter St, Delaware, OH 43015

RIA

CRD#: 146980

Delaware, OH

Past

November 12, 2013 - May 9, 2018

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

DELAWARE, OH

Past

November 8, 2013 - May 9, 2018

FSC SECURITIES CORPORATION

CRD#: 7461

DELAWARE, OH

Past

October 11, 2013 - November 11, 2013

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

DELAWARE, OH

Past

June 9, 2008 - January 22, 2014

FINANCIAL INTEGRITY ADVISORS, LLC

RIA

CRD#: 130458

PHILADELPHIA, PA

Past

March 17, 2008 - October 16, 2013

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

DELAWARE, OH

Past

March 17, 2008 - October 16, 2013

FSC SECURITIES CORPORATION

CRD#: 7461

DELAWARE, OH

Past

March 12, 2007 - March 11, 2008

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

June 9, 2000 - March 7, 2008

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

DUBLIN, OH

Past

February 25, 1991 - May 17, 1998

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/22/2024)

IAR

North Carolina
(11/29/2024)

IAR

Ohio
(5/18/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/30/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/25/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/21/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/2012

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 9/10/1992

Investment Company Products/Variable Contracts Principal Examination

Current Firm

NORTHPOINT FINANCIAL PLANNING LLC

NORTHPOINT FINANCIAL PLANNING | NORTHPOINT FINANCIAL PLANNING LLC

CRD#: 146980 / SEC#:

Florida

Registered Investment Advisory firm - (8/22/2024 Approved)

North Carolina

Registered Investment Advisory firm - (10/10/2018 Approved)

Ohio

Registered Investment Advisory firm - (5/18/2018 Approved)

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Contact information

Main Address

4 West Winter St, Delaware, OH 43015

Mailing Address

Phone number

(740) 513-7968

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	298
AUM (Assets Under Management)	$ 46,750,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul J. Pfeiffer

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul John Pfeiffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

FIRST ALLIED SECURITIES, INC.

FINANCIAL INTEGRITY ADVISORS, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

METLIFE INVESTORS DISTRIBUTION COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2007

Series 63

Date: 8/30/1993

SIE

Date: 5/9/2018

Series 7

Date: 3/25/1998

Series 6

Date: 2/21/1991

Series 24

Date: 12/13/2012

Series 26

Date: 9/10/1992

Current Firm

NORTHPOINT FINANCIAL PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTHPOINT FINANCIAL PLANNING LLC

TRUST BUT VERIFY

Contact information

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