Robert J. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jay Mcdonald, who also goes by Jay Mcdonald, Robert J Mcdonald, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1990. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2006 - January 4, 2008
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
September 29, 2006 - January 4, 2008
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
August 5, 2005 - December 31, 2009
FINANCIAL TEAMWORK LLC
May 22, 2003 - April 21, 2005
MONEY MANAGEMENT CONCEPTS INC.
March 31, 2003 - January 6, 2005
M HOLDINGS SECURITIES, INC.
July 31, 2001 - April 29, 2003
OSAIC FS, INC.
July 31, 2001 - April 29, 2003
OSAIC FS, INC.
June 1, 1999 - August 1, 2001
NEW ENGLAND SECURITIES
May 16, 1996 - May 13, 1999
A. G. EDWARDS & SONS, INC.
October 24, 1990 - May 21, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
CRD#: 124902 / SEC#: 801-63079, 8-65737
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRAYMEN, SHANNON | CEO/CFO/CCO/LIMITED PARTNER | 2099783 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
